-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S5jPhLhwSGhnwnZHImdLuf+Rtgk4pDXTWkodG5cFXrzUZW7obyZXtdsEZrxpKkN9 xTv+m0WM2QQxPPC14Pi1ug== 0001132072-09-000234.txt : 20090604 0001132072-09-000234.hdr.sgml : 20090604 20090604171852 ACCESSION NUMBER: 0001132072-09-000234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090529 FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larocca Christopher M CENTRAL INDEX KEY: 0001465498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 09874872 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 s22-9210_ex.xml X0303 4 2009-05-29 0 0000808326 EMCORE CORP EMKR 0001465498 Larocca Christopher M C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 0 1 0 0 Chief Operating Officer Employee Stock Option (right to buy) 1.31 2019-05-29 Common Stock 200000 200000 D This option vests annually in four equal tranches beginning on 5/29/2010. /s/ Christopher M. Larocca 2009-06-04 -----END PRIVACY-ENHANCED MESSAGE-----