-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nn5Gcjxb5NfXLTIVHbBKuH8CygINocgLIABmJpxhh9QAmE0Znl1G5CCsg7oAHQrc 6D6tKzIYiS7VncK4MUClig== 0001132072-09-000131.txt : 20090304 0001132072-09-000131.hdr.sgml : 20090304 20090304164734 ACCESSION NUMBER: 0001132072-09-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090227 FILED AS OF DATE: 20090304 DATE AS OF CHANGE: 20090304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iannelli John M. CENTRAL INDEX KEY: 0001406824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 09656056 BUSINESS ADDRESS: BUSINESS PHONE: 626-293-3680 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0807 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 s11-9048_ex.xml X0303 4 2009-02-27 0 0000808326 EMCORE CORP EMKR 0001406824 Iannelli John M. C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 0 1 0 0 Chief Technology Officer Employee Stock Option (right to buy) 0.69 2009-02-27 4 A 0 25000 0.69 A 2019-02-27 Common Stock 25000 274880 D The option vested in 4 equal installments on the first 4 anniversaries following the original grant date on February 27, 2009. /s/ John M. Iannelli 2009-03-04 -----END PRIVACY-ENHANCED MESSAGE-----