-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EopCRiy4N1nDdQoDGnl/M7gR1IdmTQfq4812RPfaFdXkDihsUqNY4MvO8A8iA1LO hSb214Bjjtc/ygERLatzCw== 0001132072-09-000074.txt : 20090217 0001132072-09-000074.hdr.sgml : 20090216 20090217153148 ACCESSION NUMBER: 0001132072-09-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090212 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL THOMAS CENTRAL INDEX KEY: 0001035930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 09613062 BUSINESS ADDRESS: STREET 1: C/O JESUP & MERCHANT PARTNERS LLC STREET 2: 650 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123072670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0807 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 s11-9030_ex.xml X0303 4 2009-02-12 0 0000808326 EMCORE CORP EMKR 0001035930 RUSSELL THOMAS EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 1 0 0 0 Common Stock 2009-02-12 4 P 0 250000 .8766 A 3246780 D Common Stock 2280035 I By AER 1997 Trust /s/ Thomas J. Russell 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----