-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CwOmYnq6MCCNjZiZFoiwClpIDN/vJgJiAmqf4ENzo6Yh+ZdfTMohB2BGJPFP9gJ1 adLIWNjcq/mbCsShrK9duQ== 0001132072-09-000004.txt : 20090105 0001132072-09-000004.hdr.sgml : 20090105 20090105204428 ACCESSION NUMBER: 0001132072-09-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090105 DATE AS OF CHANGE: 20090105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORLDWATER & SOLAR TECHNOLOGIES CORP. CENTRAL INDEX KEY: 0000811271 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 330123045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 LUDLOW DRIVE CITY: EWING STATE: NJ ZIP: 08638 BUSINESS PHONE: 6098180700 MAIL ADDRESS: STREET 1: 200 LUDLOW DRIVE CITY: EWING STATE: NJ ZIP: 08638 FORMER COMPANY: FORMER CONFORMED NAME: WORLDWATER & POWER CORP DATE OF NAME CHANGE: 20051110 FORMER COMPANY: FORMER CONFORMED NAME: WORLDWATER CORP DATE OF NAME CHANGE: 19971027 FORMER COMPANY: FORMER CONFORMED NAME: GOLDEN BEVERAGE COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] STATE OF INCORPORATION: NJ FISCAL YEAR END: 0807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16936 FILM NUMBER: 09508000 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 s11-8950_ex.xml X0303 4 2008-12-31 0 0000811271 WORLDWATER & SOLAR TECHNOLOGIES CORP. WWAT 0000808326 EMCORE CORP 10420 RESEARCH ROAD, SE ALBUQUERQUE, NM 87123 1 0 0 0 Series D Convertible Preferred Stock .276 2008-12-31 4 S 0 2892857 3.928 D Common Stock 14464280 1446429 D Warrants to purchase Series D Convertible Preferred Stock .317 2008-12-31 4 S 0 305044 D 2006-11-29 2016-11-29 Common Stock 1525220 152522 D Each share of Series D Convertible Preferred stock is convertible into ten shares of common stock. This is subject to adjustment as set forth in a Certificate of Designation filed with the Delaware Secretary of State on November 29, 2006. The Series D Convertible Preferred stock is convertible at any time, at the election of the holder, and has no expiration date. Price of warrant is included in the price of the Series D Convertible Preferred stock. Each warrant may be exercised for one share of Series D Convertible Preferred stock. Each share of Series D Convertible Preferred stock is convertible into ten shares of common stock. Subject to adjustment as provided in the warrant. /s/ Keith Kosco, Secretary, on behalf of EMCORE Corporation 2009-01-05 -----END PRIVACY-ENHANCED MESSAGE-----