0001127602-12-019567.txt : 20120607 0001127602-12-019567.hdr.sgml : 20120607 20120607153939 ACCESSION NUMBER: 0001127602-12-019567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120605 FILED AS OF DATE: 20120607 DATE AS OF CHANGE: 20120607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL THOMAS CENTRAL INDEX KEY: 0001035930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 12894805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-06-05 0000808326 EMCORE CORP EMKR 0001035930 RUSSELL THOMAS C/O EMCORE CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 Emcore Common Stock 2012-06-05 4 A 0 7422 0 A 849858 D Emcore Common Stock 570009 I By The Morningstar Trust Shares acquired pursuant to 2007 Directors' Stock Award Plan. Number of securities beneficially owned reflects a 4-for-1 reverse stock split effected on February 16, 2012. /s/ Thomas Russell 2012-06-06