0001127602-12-016177.txt : 20120508 0001127602-12-016177.hdr.sgml : 20120508 20120508165655 ACCESSION NUMBER: 0001127602-12-016177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120504 FILED AS OF DATE: 20120508 DATE AS OF CHANGE: 20120508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gomez Alfredo CENTRAL INDEX KEY: 0001511120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 12822162 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-05-04 0000808326 EMCORE CORP EMKR 0001511120 Gomez Alfredo 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 Gen. Counsel and Corp. Sec. Emcore Common Stock 2012-05-04 4 S 0 1583 5.05 D 24161 D Emcore Common Stock 1783 I By Trust 401(k) All sales were effected to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were previously granted under the Company's 2010 Equity Incentive Plan, which initial grant was exempt from Section 16b pursuant to Rule 16b-3(d). Includes 8,333 shares of restricted stock vesting as follows: 4,167 shares of restricted stock will vest on January 28, 2012 and 4,166 shares of restricted stock will vest on January 28, 2013; and 8,334 shares of restricted stock vesting in two equal annual installments beginning on May 3, 2013. Shares attributable to EMCORE Corporation 401(k) account as of March 31, 2012. /s/ Alfredo Gomez 2012-05-07