0001127602-12-016177.txt : 20120508
0001127602-12-016177.hdr.sgml : 20120508
20120508165655
ACCESSION NUMBER: 0001127602-12-016177
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120504
FILED AS OF DATE: 20120508
DATE AS OF CHANGE: 20120508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gomez Alfredo
CENTRAL INDEX KEY: 0001511120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 12822162
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0305
4
2012-05-04
0000808326
EMCORE CORP
EMKR
0001511120
Gomez Alfredo
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
1
Gen. Counsel and Corp. Sec.
Emcore Common Stock
2012-05-04
4
S
0
1583
5.05
D
24161
D
Emcore Common Stock
1783
I
By Trust 401(k)
All sales were effected to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were previously granted under the Company's 2010 Equity Incentive Plan, which initial grant was exempt from Section 16b pursuant to Rule 16b-3(d).
Includes 8,333 shares of restricted stock vesting as follows: 4,167 shares of restricted stock will vest on January 28, 2012 and 4,166 shares of restricted stock will vest on January 28, 2013; and 8,334 shares of restricted stock vesting in two equal annual installments beginning on May 3, 2013.
Shares attributable to EMCORE Corporation 401(k) account as of March 31, 2012.
/s/ Alfredo Gomez
2012-05-07