0001127602-12-007488.txt : 20120222
0001127602-12-007488.hdr.sgml : 20120222
20120222184514
ACCESSION NUMBER: 0001127602-12-007488
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120217
FILED AS OF DATE: 20120222
DATE AS OF CHANGE: 20120222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Van Berkel Monica
CENTRAL INDEX KEY: 0001511187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 12631657
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-17
0000808326
EMCORE CORP
EMKR
0001511187
Van Berkel Monica
10420 RESEARCH ROAD, SE
ALBUQUERQUE
NM
87123
1
Chief Admin. Officer
Emcore Common Stock
2012-02-17
4
S
0
842
D
14437
D
Emcore Common Stock
4224
I
By Trust 401(k)
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.54 to $5.55 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Includes 10,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in two equal annual installments beginning on January 28, 2013.
Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2011.
/s/ Monica Van Berkel
2012-02-22