0001127602-12-007468.txt : 20120222 0001127602-12-007468.hdr.sgml : 20120222 20120222181326 ACCESSION NUMBER: 0001127602-12-007468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120217 FILED AS OF DATE: 20120222 DATE AS OF CHANGE: 20120222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gomez Alfredo CENTRAL INDEX KEY: 0001511120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 12631547 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-02-17 0000808326 EMCORE CORP EMKR 0001511120 Gomez Alfredo 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 Gen. Counsel and Corp. Sec. Emcore Common Stock 2012-02-17 4 S 0 747 D 25744 D Emcore Common Stock 1783 I By Trust 401(k) Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.44 to $5.55 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Includes 8,333 shares of restricted stock vesting in equal installments on January 28, 2012 and January 28, 2013 and 12,500 shares of restricted stock vesting in three equal annual installments beginning on May 3, 2012. Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2011. /s/ Alfredo Gomez 2012-02-22