0001127602-12-007468.txt : 20120222
0001127602-12-007468.hdr.sgml : 20120222
20120222181326
ACCESSION NUMBER: 0001127602-12-007468
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120217
FILED AS OF DATE: 20120222
DATE AS OF CHANGE: 20120222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gomez Alfredo
CENTRAL INDEX KEY: 0001511120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 12631547
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-17
0000808326
EMCORE CORP
EMKR
0001511120
Gomez Alfredo
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
1
Gen. Counsel and Corp. Sec.
Emcore Common Stock
2012-02-17
4
S
0
747
D
25744
D
Emcore Common Stock
1783
I
By Trust 401(k)
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.44 to $5.55 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Includes 8,333 shares of restricted stock vesting in equal installments on January 28, 2012 and January 28, 2013 and 12,500 shares of restricted stock vesting in three equal annual installments beginning on May 3, 2012.
Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2011.
/s/ Alfredo Gomez
2012-02-22