0001127602-12-006270.txt : 20120216
0001127602-12-006270.hdr.sgml : 20120216
20120216125822
ACCESSION NUMBER: 0001127602-12-006270
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120214
FILED AS OF DATE: 20120216
DATE AS OF CHANGE: 20120216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Van Berkel Monica
CENTRAL INDEX KEY: 0001511187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 12618716
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-14
0000808326
EMCORE CORP
EMKR
0001511187
Van Berkel Monica
10420 RESEARCH ROAD, SE
ALBUQUERQUE
NM
87123
1
Chief Admin. Officer
Emcore Common Stock
2012-02-14
4
M
0
9025
A
61113
D
Emcore Common Stock
16893
I
By Trust 401(k)
Restricted Stock Units
2012-02-14
4
M
0
9025
D
Emcore Common Stock
9025
27075
D
Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the issuer, in cash, Emcore common stock, or a combination of the two.
9,025 restricted stock units vesting on February 14, 2012.
Vests in three equal installments on December 6, 2012; December 6, 2013; and December 6, 2014. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the reporting person.
The restricted stock units were awarded to the reporting person for no cash or other similar consideration.
/s/ Monica Van Berkel
2012-02-16