0001127602-12-004305.txt : 20120207
0001127602-12-004305.hdr.sgml : 20120207
20120207122522
ACCESSION NUMBER: 0001127602-12-004305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120130
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gomez Alfredo
CENTRAL INDEX KEY: 0001511120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 12576544
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-01-30
0000808326
EMCORE CORP
EMKR
0001511120
Gomez Alfredo
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
1
Gen. Counsel and Corp. Sec.
Emcore Common Stock
2012-01-30
4
S
0
7690
1.118
D
97962
D
Emcore Common Stock
55954
I
By Trust 401(k)
Includes 83,333 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, 33,333 vesting in two equal annual installments beginning on January 28, 2013 and 50,000 vesting in three equal annual installments beginning on May 3, 2012.
Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2011.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $1.06 to $1.12 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
/s/ Alfredo Gomez
2012-02-07