0001127602-12-003493.txt : 20120201
0001127602-12-003493.hdr.sgml : 20120201
20120201213704
ACCESSION NUMBER: 0001127602-12-003493
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111207
FILED AS OF DATE: 20120201
DATE AS OF CHANGE: 20120201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEINSWIG MARK
CENTRAL INDEX KEY: 0001265677
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 12564131
MAIL ADDRESS:
STREET 1: AVANEX CORP
STREET 2: 40919 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0304
4/A
2011-12-07
2011-12-09
0000808326
EMCORE CORP
EMKR
0001265677
WEINSWIG MARK
C/O EMCORE CORPORATION
10420 RESEARCH ROAD, SE
ALBUQUERQUE
NM
87123
1
Chief Financial Officer
Restricted Stock Units
2011-12-07
4
A
0
48000
0
A
Emcore Common Stock
48000
48000
D
Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the issuer, in cash, Emcore common stock, or a combination of the two.
Vests in four equal installments on February 4, 2012; December 6, 2012; December 6, 2013; and December 6, 2014.
The restricted stock units were awarded to the reporting person for no cash or other similar consideration.
On December 9, 2011, the reporting person filed a Form 4 reporting an annual grant of 48,000 restricted stock units to the reporting person under the Company's 2010 Equity Incentive Plan in Table I instead of Table II.
Alfredo Gomez, attorney-in-fact
2012-02-01