0001127602-12-003489.txt : 20120201 0001127602-12-003489.hdr.sgml : 20120201 20120201213118 ACCESSION NUMBER: 0001127602-12-003489 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111207 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larocca Christopher M CENTRAL INDEX KEY: 0001465498 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 12564128 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4/A 1 form4a.xml PRIMARY DOCUMENT X0304 4/A 2011-12-07 2011-12-09 0000808326 EMCORE CORP EMKR 0001465498 Larocca Christopher M 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 Chief Operating Officer Restricted Stock Units 2011-12-07 4 A 0 48000 0 A Emcore Common Stock 48000 48000 D Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the issuer, in cash, Emcore common stock, or a combination of the two. Vests in four equal installments on February 4, 2012; December 6, 2012; December 6, 2013; and December 6, 2014. The restricted stock units were awarded to the reporting person for no cash or other similar consideration. On December 9, 2011, the reporting person filed a Form 4 reporting an annual grant of 48,000 restricted stock units to the reporting person under the Company's 2010 Equity Incentive Plan in Table I instead of Table II. Alfredo Gomez, attorney-in-fact 2012-02-01