0001127602-12-003475.txt : 20120201
0001127602-12-003475.hdr.sgml : 20120201
20120201205832
ACCESSION NUMBER: 0001127602-12-003475
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110822
FILED AS OF DATE: 20120201
DATE AS OF CHANGE: 20120201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDS REUBEN F JR
CENTRAL INDEX KEY: 0001035939
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 12564092
MAIL ADDRESS:
STREET 1: C/O EMCORE CORP
STREET 2: 394 ELIZABETH CORP
CITY: SOMERSET
STATE: NJ
ZIP: 08893
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0304
4/A
2011-08-22
2011-08-24
0000808326
EMCORE CORP
EMKR
0001035939
RICHARDS REUBEN F JR
C/O EMCORE CORP
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
1
1
Exec Chairman & Chair of Board
Restricted Stock Units
0
2011-08-22
4
A
0
50000
A
Emcore Common Stock
50000
50000
D
Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the issuer, in cash, Emcore common stock, or a combination of the two.
The restricted stock units vest in three equal annual installments beginning on August 22, 2012. Vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the reporting person not later than 30 days after vesting occurs.
The restricted stock units were awarded to the reporting person for no cash or other similar consideration.
On August 24, 2011, the reporting person filed a Form 4 reporting an annual grant of 90,000 restricted stock units to the reporting person under the Company's 2010 Equity Incentive Plan in Table I instead of Table II.
Subsequent to the filing of the reporting person's original Form 4, 40,000 of the 90,000 restricted stock units originally granted were canceled for no value.
Alfredo Gomez, attorney-in-fact
2012-02-01