0001127602-11-033446.txt : 20111230 0001127602-11-033446.hdr.sgml : 20111230 20111230210703 ACCESSION NUMBER: 0001127602-11-033446 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110822 FILED AS OF DATE: 20111230 DATE AS OF CHANGE: 20111230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS REUBEN F JR CENTRAL INDEX KEY: 0001035939 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 111289743 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH CORP CITY: SOMERSET STATE: NJ ZIP: 08893 4/A 1 form4a.xml PRIMARY DOCUMENT X0304 4/A 2011-08-22 2011-08-24 0000808326 EMCORE CORP EMKR 0001035939 RICHARDS REUBEN F JR C/O EMCORE CORP 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 1 Exec Chairman & Chair of Board Emcore Common Stock 2011-08-22 4 D 0 40000 0 D 648154 D On August 24, 2011, the reporting person filed a Form 4 reporting a grant of 90,000 restricted stock units to the reporting person under the Company's 2010 Equity Incentive Plan. Subsequent to the filing of the reporting person's original Form 4, 40,000 of the 90,000 restricted stock units originally granted were cancelled for no value. Alfredo Gomez, attorney-in-fact 2011-12-30