0001127602-11-032158.txt : 20111213
0001127602-11-032158.hdr.sgml : 20111213
20111213180132
ACCESSION NUMBER: 0001127602-11-032158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111209
FILED AS OF DATE: 20111213
DATE AS OF CHANGE: 20111213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Larocca Christopher M
CENTRAL INDEX KEY: 0001465498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 111259468
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-09
0000808326
EMCORE CORP
EMKR
0001465498
Larocca Christopher M
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
1
Chief Operating Officer
Emcore Common Stock
2011-12-09
4
A
0
1020
.98
A
201339
D
Emcore Common Stock
20599
I
By Trust 401(k)
Emcore Common Stock
7209
I
401k Plan
Includes 70,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012; 50,000 restricted stock units granted under the Company's 2010 Equity Incentive Plan and vesting in three equal annual installments beginning on August 22, 2012; and 48,000 restricted stock units vesting in four equal installments on February 14, 2012; December 6, 2012; December 6, 2013; and December 6, 2014.
Shares attributable to EMCORE Corporation 401(k) account as of September 30, 2011.
Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d).
Alfredo Gomez, attorney-in-fact
2011-12-13