0001127602-11-028243.txt : 20111101
0001127602-11-028243.hdr.sgml : 20111101
20111101172539
ACCESSION NUMBER: 0001127602-11-028243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111028
FILED AS OF DATE: 20111101
DATE AS OF CHANGE: 20111101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gomez Alfredo
CENTRAL INDEX KEY: 0001511120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 111172297
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-10-28
0000808326
EMCORE CORP
EMKR
0001511120
Gomez Alfredo
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
1
Gen. Counsel and Corp. Sec.
Emcore Common Stock
2011-10-28
4
A
0
475
1.05
A
150142
D
Emcore Common Stock
5594
I
By Trust 401(k)
Includes 100,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, 50,000 vesting in three equal annual installments beginning on January 28, 2012 and 50,000 vesting in three equal annual installments beginning on May 3, 2012 and 45,000 restricted stock units granted under the Company's 2010 Equity Incentive Plan and vesting in three equal annual installments beginning on August 22, 2012.
Shares attributable to EMCORE Corporation 401(k) account as of September 30, 2011.
Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d).
/s/ Alfredo Gomez
2011-11-01