0001127602-11-026952.txt : 20111005
0001127602-11-026952.hdr.sgml : 20111005
20111005115048
ACCESSION NUMBER: 0001127602-11-026952
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111005
DATE AS OF CHANGE: 20111005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Larocca Christopher M
CENTRAL INDEX KEY: 0001465498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22175
FILM NUMBER: 111126061
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-09-30
0000808326
EMCORE CORP
EMKR
0001465498
Larocca Christopher M
10420 RESEARCH ROAD SE
ALBUQUERQUE
NM
87123
1
Chief Operating Officer
Emcore Common Stock
2011-09-30
4
A
0
1011
.99
A
148742
D
Emcore Common Stock
20021
I
By Trust 401(k)
Includes 70,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012 and 50,000 restricted stock units granted under the Company's 2010 Equity Incentive Plan and vesting in three equal annual installments beginning on August 22, 2012.
Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2011.
Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d).
Alfredo Gomez, attorney-in-fact
2011-10-03