0001127602-11-024365.txt : 20110826 0001127602-11-024365.hdr.sgml : 20110826 20110826202520 ACCESSION NUMBER: 0001127602-11-024365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110826 FILED AS OF DATE: 20110826 DATE AS OF CHANGE: 20110826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINSWIG MARK CENTRAL INDEX KEY: 0001265677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 111061310 MAIL ADDRESS: STREET 1: AVANEX CORP STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-08-26 0000808326 EMCORE CORP EMKR 0001265677 WEINSWIG MARK C/O EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 1 Chief Financial Officer Emcore Common Stock 2011-08-26 4 S 0 9499 1.59 D 59164 D Emcore Common Stock 2927 I 401K Plan The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.59, inclusive. The reporting person undertakes to provide to EMCORE Corporation, any security holder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. 9,499 shares were acquired under the EMCORE Corporation 2000 Employee Stock Purchase Plan on August 25, 2011 in an exempt transaction under Rule 16b-3(c). Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2011. Alfredo Gomez, attorney-in-fact 2011-08-26