0001127602-11-023976.txt : 20110819 0001127602-11-023976.hdr.sgml : 20110819 20110819170253 ACCESSION NUMBER: 0001127602-11-023976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110818 FILED AS OF DATE: 20110819 DATE AS OF CHANGE: 20110819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larocca Christopher M CENTRAL INDEX KEY: 0001465498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 111048024 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-08-18 0000808326 EMCORE CORP EMKR 0001465498 Larocca Christopher M 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 Chief Operating Officer Emcore Common Stock 2011-08-18 4 D 0 12500 1.56 D 95761 D Includes 70,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal installments beginning on January 28, 2012. Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $1.56 to a high of $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Alfredo Gomez, attorney-in-fact 2011-08-19