0001127602-11-013169.txt : 20110419 0001127602-11-013169.hdr.sgml : 20110419 20110419104103 ACCESSION NUMBER: 0001127602-11-013169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110415 FILED AS OF DATE: 20110419 DATE AS OF CHANGE: 20110419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOU HONG Q CENTRAL INDEX KEY: 0001156899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 11767112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-04-15 0000808326 EMCORE CORP EMKR 0001156899 HOU HONG Q 10420 RESEARCH ROAD, SE ALBUQUERQUE, NM 87123 1 1 CEO & President Emcore Common Stock 2011-04-15 4 A 0 669 2.24 A 320345 D Emcore Common Stock 20838 I By Trust 401(k) Shares attributable to EMCORE Corporation 401(k) account as of March 31, 2010. Shares were purchased under the Company's Director and Officer Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d). Includes 150,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal installments beginning on January 28, 2012. Alfredo Gomez, attorney-in-fact 2011-04-19