Exhibit 1.01
EMCORE Corporation
Form SD-2020
Conflict Minerals Report
Conflict Minerals Disclosure
EMCORE Corporation is providing this
Conflict Minerals Report (“CMR”) for calendar year 2020, as an Exhibit to Form SD, pursuant to Rule 13p-1 and
Form SD under the Securities Exchange Act of 1934 (the “Rule”), as amended. The Rule requires disclosure of certain
information when a company manufactures or contracts to manufacture a product and any “conflict mineral” specified in the
Rule is necessary for the functionality or production of such product. Conflict Minerals are defined by paragraph (d)(3) of
Form SD as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin,
and tungsten, or any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Covered
Countries (collectively, “Conflict Minerals” or “3TG”). The “Covered Countries” for purposes of the
Rule and this CMR are the Democratic Republic of the Congo (“DRC”) and any country that shares an internationally recognized
border with the DRC.
As used in this document, “Emcore,”
the “Company” and the words "we," "our," and "us" refer to EMCORE Corporation and its subsidiaries.
Company Profile
We are a leading provider of sensors
for navigation in the Aerospace and Defense market as well as a manufacturer of lasers and optical subsystems for use in the cable TV
industry. We pioneered the linear fiber optic transmission technology that enabled the world’s first delivery of Cable TV (“CATV”)
directly on fiber, and today is a leading provider of advanced Mixed-Signal Optics products that enable communications systems and service
providers to meet growing demand for increased bandwidth and connectivity. The Mixed-Signal Optics technology at the heart of our broadband
communications products is shared with our fiber optic gyros and inertial sensors to provide the aerospace and defense markets with state-of-the-art
navigation systems technology. With the acquisition of Systron Donner Inertial, Inc. (“SDI”), a navigation systems provider
with a scalable, chip-based platform for higher volume gyro applications utilizing Quartz MEMS technology, in June 2019, we further
expanded its portfolio of gyros and inertial sensors with SDI’s quartz MEMS gyro and accelerometer technology. We have fully vertically-integrated
manufacturing capability through our indium phosphide compound semiconductor wafer fabrication facility at our headquarters in Alhambra,
CA, and through our quartz processing and sensor manufacturing facility in Concord, CA. These facilities support our vertically-integrated
manufacturing strategy for quartz and fiber optic gyro products, for navigation systems, and for our chip, laser, transmitter, and receiver
products for broadband applications. With both analog and digital circuits on multiple chips, or even a single chip, the value of Mixed-Signal
device solutions is often substantially greater than traditional digital applications and requires a specialized expertise held by us
which is unique in the optics industry.
As described in this CMR, certain of
our operations manufacture, or contract to manufacture, products that contain 3TGs that are necessary to the functionality or production
of those products. However, we do not directly source 3TGs from mines, smelters or refiners. We believe that, in most cases, we are several
steps removed in the supply chain from these market participants, limiting our influence over their sourcing. We must therefore rely on
our direct suppliers to provide information regarding the origin of necessary 3TGs that are included in our products, including sources
of 3TGs that are supplied to them by sub-tier suppliers.
Conflict Minerals Policy
We
are committed to responsible sourcing from its suppliers and each supplier is required to provide information about their Conflict Minerals
programs and sourcing practices related to 3TGs by submitting a CMRT. Upon our request, each of our suppliers shall permit us to assess
its practices and procedures and shall provide us with any information reasonably requested. In addition, each supplier agrees to provide
information to us necessary for us to comply with our conflict minerals reporting requirements, including without limitation information
under the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”). Our Conflict
Minerals Policy is available on our corporate website at http://emcore.com/our-company/quality-management/supply-chain-management.
| III. | Reasonable Country of Origin Inquiry Information |
We
have conducted a good faith reasonable country of origin inquiry (“RCOI”) to determine whether the 3TGs included in and necessary
to the functionality of our products described under “Product Description” in Section V below originated in the Covered
Countries or came from recycled or scrap sources. We engaged a leading 3TGs data management consultant (the “Consultant”)
to assist us in conducting this RCOI. We utilized a software-as-a-service (SaaS) platform provided by the Consultant to complete
and track supplier communications, as well as allow suppliers to upload completed CMRTs for validation, assessment and management. The
platform also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response
and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this
report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through
this platform.
The use of the CMRT allowed for some
elimination of irrelevant suppliers. We also periodically reviewed the supplier list to ensure that irrelevant or “out of scope”
suppliers were removed from the survey process. Our program continues to include automated data validation on all submitted CMRTs. The
goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation
is based on questions within the declaration tab of the CMRT which helps to identify areas that require further classification or risk
assessment, as well as understand the due diligence efforts of the Tier 1 suppliers. The results of this data validation contribute to
the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or
improvement.
All submitted forms are accepted and
classified as valid or invalid so that data is still retained. Suppliers are contacted in regard to invalid forms and are encouraged to
submit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their
CMRT submission, training courses and direct engagement help through the Consultant’s multilingual Supplier Experience team. Since
some suppliers may remain unresponsive to feedback, we track program gaps to account for future improvement opportunities. As of May 14,
2021, there were four invalid supplier submissions that could not be corrected.
The Consultant compared the list of smelters
and refiners provided in our suppliers’ responses to the lists of smelters maintained by the RMI and, if a supplier indicated that
a facility was certified as conflict-free, confirmed that the facility was listed on RMI’s list of validated conflict free smelters
and refiners of 3TGs.
To the extent applicable, our RCOI utilized
the same processes and procedures for our due diligence described in Section IV below. This RCOI process included conducting an inquiry
of our direct suppliers using a mechanism common in the technology industry: the CMRT version 6.01. Based on the results of our RCOI,
we are required to exercise due diligence on the source and chain of custody of the necessary 3TGs contained in our products. Our due
diligence efforts are discussed further in Section IV of this CMR.
| IV. | Due Diligence Process and Measures Performed |
Based on the results of our RCOI, the
Consultant engaged by us also assisted us in conducting due diligence on the source and chain of custody of 3TGs in our products. Our
due diligence measures are designed to attempt to ascertain the facilities used to process any 3TGs in our products, the country of origin
of any 3TGs in our products and the mine(s) or location of origin with the greatest possible specificity.
The design of our due diligence system,
its conformity with an internationally-recognized due diligence framework, and a description of the measures we have undertaken to exercise
our due diligence, are detailed below.
Our due diligence measures have been
designed to conform in all material respects to the internationally- recognized due diligence framework of the Organization for Economic
Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict- Affected
and High-Risk Areas (Second Edition), and its related supplements. This OECD framework (“Framework”) is the only due diligence
framework recognized by the Securities and Exchange Commission (“SEC”) to date. The Framework stresses five main areas of
Due Diligence design, detailed below in IV(a) - (e).
Due diligence requires our necessary
reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the
process cannot fully be owned by us. However, through continued outreach and process validation, this aligns with industry standards and
market expectations for downstream companies’ due diligence.
| a. | Establish Strong Company Management Systems |
First, we have assigned a Senior Director
of Operations to (i) manage the 3TGs compliance program, (ii) liaise with the Consultant, (iii) conduct reviews of collected
data, and (iv) make decisions regarding the due diligence program, including risk mitigation. Second, we have requested that suppliers
of goods incorporated into our products provide us with CMRTs for their products (see below, Section IV(b & c)).
Third, our position statement with respect to 3TGs, which is located on our website (https://emcore.com/our-company/quality-management/supply-chain-management/),
encourages our suppliers to source responsibly, through their sub-suppliers and on down through their own supply chains. In this position
statement, we encourage our suppliers and their sub suppliers to use smelters or refiners (“smelters” or “SORs”)
that are conformant to assessment protocols for conflict-free sourcing wherever possible. Using its Responsible Minerals Assurance Process
(“RMAP”) audit program, the RMI, an organization founded by members of the Electronic Industry Citizen Coalition (“EICC”)
and the Global e-Sustainability Initiative (“GeSI”), is taking action to address responsible sourcing, using independent third-party
audits to identify smelters and refiners that have systems in place to assure sourcing of only conflict-free materials.
We also leverage the Consultant’s
managed services in order to work with dedicated program specialists who support our conflict minerals program. We communicate regularly
with the Consultant’s team in order to receive updates on program status. Each member of the Consultant’s customer success
team is trained in conflict minerals compliance and understands the intricacies of the CMRT and conflict minerals reporting, as well as
Section 1502 of the Dodd-Frank Act.
Grievance Mechanisms
We established multiple longstanding grievance mechanisms
whereby employees and suppliers can report violations of our policies, including with respect to conflict minerals. Suppliers and others
outside of Emcore may contact our conflict minerals team to communicate with us, including to report grievances. In addition, our employees
may anonymously report suspected violations using our anonymous ethics hotline, either via our website at https://emcore.alertline.com
or by calling 1-877-874-8416 in the United States, 10-800-110-0812 or 10-800-711-0887 in China, or 1-888-690-3865 outside the United States
and China.
Maintain Records
We have adopted a policy to retain relevant conflict minerals
related documentation for a period of 5 years, including supplier responses to CMRTs, and implemented this policy through the Consultant.
The Consultant stores all of the information and findings from this process in a database that can be audited by internal or external
parties.
| b. | Identify and Assess Risk in the Supply Chain |
To obtain chain of custody declarations
from our suppliers, we utilize the CMRT described above. This CMRT is distributed to all of our suppliers, with regular and persistent
follow-ups (“Escalations”), to ensure maximum compliance and feedback. The CMRT includes questions on (i) the use and
origin of 3TGs in our components, (ii) supplier engagement with their sub-tier suppliers, and (iii) smelters and points of origin
of the constituent 3TGs. The Consultant provides suppliers with guidance and requirements to prepare them ahead of time for full compliance
in completing the CMRT, our principal information-gathering step on the origin, source and chain of custody of 3TGs contained in components
and materials supplied to us. This kit includes materials to educate suppliers about the SEC rule on 3TGs, responsible supply chain
management, and a letter that suppliers can use if they need to request information from their sub-tier suppliers.
The CMRT responses are only a first step in
our engagement with suppliers. The responses from suppliers are then individually validated and examined both for completeness and
any internal inconsistencies between the data they provide. Any of these issues are resolved with our suppliers by phone and email.
This follow-up to incomplete or invalid information is described further in Section IV(c), below.
To the extent that a completed response
identified a smelter or refiner, the Consultant determined if the smelter had been audited against a standard in conformance with the
OECD Guidance, such as the Responsible Minerals Assurance Process (“RMAP”). We do not have a direct relationship with smelters
and refiners and does not perform direct audits of these entities within the supply chain. Smelters that have completed an RMAP audit
are considered to be DRC-conflict free. In cases where the smelter’s due diligence practices have not been audited against the RMAP
standard or they are considered non-conformant by RMAP, follow-ups are made to suppliers reporting those facilities. Smelters are then
assessed for the potential for sourcing risk. We also attempted to ascertain whether the smelter or refiner information provided was specific
to the products supplied to us to determine whether the identified smelters are in our supply chain.
Each facility that meets the RMI definition
of a smelter or refiner of a 3TGs mineral is assessed according to red flag indicators defined in the OECD Guidance. The Consultant uses
numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:
| · | Geographic proximity to the DRC and covered countries; |
| · | Known mineral source country of origin; |
| · | Responsible Minerals Assurance Process (RMAP) audit status; |
| · | Credible evidence of unethical or conflict sourcing; |
| · | Peer Assessments conducted by credible third-party sources. |
As
part of our risk management plan under the OECD Guidance, when facilities with red flags were reported on a CMRT by one of the suppliers
surveyed, risk mitigation activities are initiated. Through the Consultant’s software, submissions that include any smelters of
concern immediately produce a receipt instructing the supplier to take their own risk mitigation actions, including submission of a product
specific CMRT to better identify the connection to products that they supply to us, and escalating up to removal of these red flag
smelters from their supply chain. In addition, suppliers are guided to the educational materials on mitigating the risks identified through
the data collection process.
| c. | Design and Implement a Strategy to Respond to Identified
Risks |
As outlined above, we have developed
processes for Escalations and supplier engagement. This allows us to direct needed questions and follow-up to suppliers based on their
varying responses to the CMRT. Escalations are used when, among other issues, suppliers are late in responding, have incomplete information,
provide feedback inconsistent with prior responses, or when other issues are identified. An Escalation may include individual written
requests for information, conference calls and meetings. Each Escalation is dated and tagged in our data management system for a variety
of further actions. These actions might include direct supplier contact through our business channels, changes of scope of the diligence
request, reformatting supplier responses into the correct format, time extensions for delayed responses, follow-up with alternative contacts
in the supplying organization, or the dropping of outdated component parts from our products list.
| d. | Carry Out Independent Third Party Audit of Supply Chain Due
Diligence at Identified Points in the Supply Chain |
Because we do not source 3TG directly
from smelters or refiners, we rely on third parties, including the RMI, to coordinate and conduct third party audits of these facilities.
We utilize the published results of these third-party audits to determine whether a specified smelter or refiner processes 3TG that directly
or indirectly finance or benefit armed groups. The Consultant also directly contacts smelters and refiners that are not currently enrolled
in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its
compliance partners.
| e. | Report on Supply Chain Due Diligence |
Our
Form SD and this CMR are both available under “Quality Management” in the
“Company” section of our website at http://www.emcore.com/our-company/quality-management/.
We will file a Form SD (and CMRs, as necessary) with the SEC on an annual basis, pursuant to Rule 13p-1 of the Securities
Exchange Act of 1934, as amended.
| a. | Supply Chain Outreach Results |
Supply chain outreach is required to
identify the upstream sources of origin of tin, tantalum, tungsten and gold. Following the industry standard process, CMRTs are sent to
and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refiner sources are identified. As
of May 17, 2021, there were 457 suppliers in scope of the conflict minerals program and 268 provided a completed CMRT. Our total
response rate for this reporting year was 59%.
| b. | Upstream Data Transparency |
All smelters and refiners listed by
suppliers in completed CMRTs, which appear on the RMI-maintained smelters list, are attached in Appendix A. As is a common practice when
requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which companies’
product lines the materials may end up in. As a result, those providing the smelters and refiners have the practice to list all smelters
and refiners they may purchase from within the reporting period. Therefore, the smelters or refiners (as sources) listed in Appendix A
are likely to be more comprehensive than the list of smelters or refiners which actually processed the 3TGs contained in our products.
Although the potential for over-reporting
is understood, we have taken measures to validate these sources of origin against validated audit programs intended to verify the material
types and mine sources of origin for these smelters and refiners. Suppliers that identified these specific smelters of concern on their
CMRT were contacted in accordance with the OECD Guidance to inform them of the potential for risk, and to evaluate whether or not these
smelters could be connected to our products. The suppliers were asked to complete a user-defined or product-level CMRT specific to the
materials, products or piece parts purchased by us, rather than a company-level CMRT, to better identify the connection to products that
they supply to us. Other suppliers were evaluated internally to determine if they were in fact still active suppliers. If not, they were
removed from the scope of data collection.
Appendix B includes an aggregated list
of countries of origin from which the reported facilities collectively source 3TGs, based on information provided through the CMRT data
collection process, from direct smelter outreach and the RMAP. As mentioned in the above section, it is understood that many responses
may provide more data than can be directly linked to products sold by us. Therefore, Appendix B may contain more countries than those
that our products are being sourced from. We have taken, or intends to take, the following steps to improve the due diligence conducted
to further mitigate any risk that the necessary 3TGs in our products could benefit armed groups in the DRC or adjoining countries:
| · | Continue to evaluate upstream sources through a broader set
of tools to evaluate risk. These include, but are not limited to: |
| o | Using a comprehensive smelter and refiner library with detailed
status and notes for each listing. |
| o | Scanning for credible media on each smelter and refiner to
flag risk issues. |
| o | Comparing the list of smelters and refiners against government
watch and denied parties lists. |
| · | Engage with suppliers more closely, and provide more information and training resources regarding responsible sourcing of 3TGs. |
| · | Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from
such suppliers. |
| · | Continue to include a conflict minerals flow-down clause in new or renewed supplier contracts, as well as included in the terms and
conditions of each purchase order issued. |
| · | Following the OECD Guidance process, increase the emphasis on clean and validated smelter and refiner information from the supply
chain through feedback and detailed smelter analysis. |
| d. | Smelter & Refiner Risk Evaluation |
Understanding the risks associated with
the smelters and refiners potentially providing material into the our supply chain is an important part of the due diligence process.
Through the Consultant, comprehensive and ongoing analysis is conducted by the Consultant’s smelter library manager to assess sourcing
risk. This information is used to:
| o | Provide supplier feedback. |
| o | Determine the health of our overall program. |
| o | Conduct outreach to smelters, refiners and their respective associations. |
| o | Provide detailed analysis in this report. |
The following risk categories are used
for smelter evaluation and risk determination:
| o | Whether the mineral originated from or has been transported
through a conflict-affected area as defined by Section 1502 of the Dodd-Frank Act (the DRC and its nine adjoining countries; Angola,
Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia). |
| o | Whether the refiner’s due diligence practices been audited
against a standard in conformance with the OECD Guidance. |
| o | The Consultant relies on the RMI audit standard, including cross-recognition
of the London Bullion Market Association (“LBMA”) Good Delivery Program and the Responsible Jewelry Council Chain of Custody
Certification, which are developed according to global standards, including the OECD Guidance. |
| o | Whether evidence of any other red flag that is supported by
credible sources been identified. |
| VI. | Product Description; Processing Facilities |
Product
Description - Currently, our business is of a broad portfolio of compound semiconductor-based products for the fiber optics
markets.
• Fiber Optic Gyroscope Products
These include products ranging from tactical to navigational
grade fiber optic gyroscopes for applications including unmanned aerial systems, line-of-site stabilization, aviation and aeronautics.
• FOG-Based Inertial Measurement Units and Navigation Systems Products
These include inertial measurement units, inertial navigation
systems and micro inertial navigation systems that have broad application within the aerospace and defense markets for land, sea, air
and space navigation.
• Quartz MEMS Gyroscope Products
These include quartz MEMS Gyroscopes, Accelerometers, Inertial
Measurement Units and GPS/INS products that have broad application within the aerospace and defense markets for land, sea, air and space
navigation.
• Defense Optoelectronics Products
These include transmitters, receivers, subsystems, and systems
that transport wideband radio frequency and microwave signals between satellite hub equipment and antenna dishes.
• Cable TV Lasers and Transmitters Products
These include forward and return-path analog lasers, receivers,
photodetectors and subassembly components, analog and digital fiber-optic transmitters, quadrature amplitude modulation transmitters,
optical switches and cable tv fiber amplifiers.
• Laser, Receiver and Photodetector Component Products
These include lasers, receivers, photodetectors, including
CWDM (Coarse Wavelength Division Multiplexing) and DWDM (Dense Wavelength Division Multiplexing) products, 1310 nm and 1550 nm Distributed
Feedback lasers and optical receivers optimized for CATV, DOCSIS (Data Over Cable Service Interface Specification) 3.1 and wireless applications.
• High-Power Gain Chips Products
These include gain chips for tunable lasers and transceivers
utilized in coherent DWDM optical transmission systems.
• Photodiode Products
These include 2.5G and 10G APD top and bottom illuminated
chips and COB, along with 10G PIN photodiode chips.
• GPON Fiber-To-The-Premises (FTTP) and Data Center Chip Products
These include 2.5G and 10G PON DFB and 10G Fabry-Perot laser
chips.
• Wireless Communications Products
These include DFB lasers and optical receivers specifically
designed for wireless networks, 3 GHz and 6.5 GHz fiber optic links for cellular backhaul, 4G LTE and distributed antenna systems.
• LiDAR and Distributed Sensing Products
These include narrow linewidth 1310 and 1550 nm DFB lasers
optimized for LiDAR and distributed sensing applications.
Processing
Facilities - Based on our RCOI or due diligence process, as applicable, and the information received from our suppliers, the
facilities listed on Appendix A were identified by our suppliers as the smelters and refiners that processed the 3TG present in and necessary
to the functionality of products manufactured by us in the calendar year 2020.
Due to our position in the supply chain,
which we discuss above, we rely on our suppliers for accurate smelter and refiner information. Our due diligence measures cannot provide
adequate certainty regarding the source and chain of custody of the necessary 3TGs contained in our in-scope products. The information
from our suppliers is still evolving and may contain company level declarations. As such, this smelter list is presented in good faith
as the best information we have to date. This list may contain smelters that are not in our supply chain and there may be other smelters
not yet identified in our due diligence process. We will continue to update the list as our information and the relevant third-party data
from RMI, LBMA, and RJC improves.
We will continue to
communicate our expectations and information requirements to our direct suppliers. Over time, we anticipate that the amount of
information globally on the traceability and sourcing of the necessary 3TGs in our products will increase and improve our knowledge.
We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant
changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we may
continue the trade relationship while that supplier improves its compliance program. We expect our suppliers to take similar
measures with their suppliers to ensure alignment throughout the supply chain.
In addition to those above, we will undertake the following
steps during the next compliance period:
• Continue to collect responses
from suppliers using the most recent revision of the CMRT.
• Engage with suppliers that
did not provide a response in 2020 or provided incomplete responses to help with our data collections for 2021.
• Monitor and track performance
of risk mitigation efforts.
• Compare and validate
RCOI results to information collected via independent conflict-free smelter validation programs such as the RMI.
Appendix A
Smelter and Refiner Information
| Metal |
Standard Smelter Name |
Smelter ID |
RMI Audit Status* |
| Gold |
8853 S.p.A. |
CID002763 |
Conformant |
| Gold |
Abington Reldan Metals, LLC |
CID002708 |
Non Conformant |
| Gold |
Advanced Chemical Company |
CID000015 |
Conformant |
| Gold |
African Gold Refinery |
CID003185 |
Outreach Required |
| Gold |
Aida Chemical Industries Co., Ltd. |
CID000019 |
Conformant |
| Gold |
Al Etihad Gold Refinery DMCC |
CID002560 |
Conformant |
| Gold |
Alexy Metals |
CID003500 |
Active |
| Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. |
CID000035 |
Conformant |
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
CID000041 |
Conformant |
| Gold |
AngloGold Ashanti Corrego do Sitio Mineracao |
CID000058 |
Conformant |
| Gold |
Argor-Heraeus S.A. |
CID000077 |
Conformant |
| Gold |
Asahi Pretec Corp. |
CID000082 |
Conformant |
| Gold |
Asahi Refining Canada Ltd. |
CID000924 |
Conformant |
| Gold |
Asahi Refining USA Inc. |
CID000920 |
Conformant |
| Gold |
Asaka Riken Co., Ltd. |
CID000090 |
Conformant |
| Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
CID000103 |
Due Diligence Vetting Process |
| Gold |
AU Traders and Refiners |
CID002850 |
Conformant |
| Gold |
Augmont Enterprises Private Limited |
CID003461 |
Active |
| Gold |
Aurubis AG |
CID000113 |
Conformant |
| Gold |
Bangalore Refinery |
CID002863 |
Conformant |
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
CID000128 |
Conformant |
| Gold |
Boliden AB |
CID000157 |
Conformant |
| Gold |
C. Hafner GmbH + Co. KG |
CID000176 |
Conformant |
| Gold |
C.I Metales Procesados Industriales SAS |
CID003421 |
Active |
| Gold |
Caridad |
CID000180 |
Communication Suspended - Not Interested |
| Gold |
CCR Refinery - Glencore Canada Corporation |
CID000185 |
Conformant |
| Gold |
Cendres + Metaux S.A. |
CID000189 |
Conformant |
| Gold |
CGR Metalloys Pvt Ltd. |
CID003382 |
Outreach Required |
| Gold |
Chimet S.p.A. |
CID000233 |
Conformant |
| Gold |
Chugai Mining |
CID000264 |
Conformant |
| Gold |
Daye Non-Ferrous Metals Mining Ltd. |
CID000343 |
In Communication |
| Gold |
Degussa Sonne / Mond Goldhandel GmbH |
CID002867 |
Outreach Required |
| Gold |
Dijllah Gold Refinery FZC |
CID003348 |
In Communication |
| Gold |
DODUCO Contacts and Refining GmbH |
CID000362 |
Conformant |
| Gold |
Dowa |
CID000401 |
Conformant |
| Gold |
DS PRETECH Co., Ltd. |
CID003195 |
Conformant |
| Gold |
DSC (Do Sung Corporation) |
CID000359 |
Conformant |
| Gold |
Eco-System Recycling Co., Ltd. East Plant |
CID000425 |
Conformant |
| Gold |
Eco-System Recycling Co., Ltd. North Plant |
CID003424 |
Conformant |
| Gold |
Eco-System Recycling Co., Ltd. West Plant |
CID003425 |
Conformant |
| Gold |
Emerald Jewel Industry India Limited (Unit 1) |
CID003487 |
In Communication |
| Gold |
Emerald Jewel Industry India Limited (Unit 2) |
CID003488 |
In Communication |
| Gold |
Emerald Jewel Industry India Limited (Unit 3) |
CID003489 |
In Communication |
| Gold |
Emerald Jewel Industry India Limited (Unit 4) |
CID003490 |
In Communication |
| Gold |
Emirates Gold DMCC |
CID002561 |
Conformant |
| Gold |
Fidelity Printers and Refiners Ltd. |
CID002515 |
RMI Due Diligence Review - Unable to Proceed |
| Gold |
Fujairah Gold FZC |
CID002584 |
Outreach Required |
| Gold |
GCC Gujrat Gold Centre Pvt. Ltd. |
CID002852 |
In Communication |
| Gold |
Geib Refining Corporation |
CID002459 |
Conformant |
| Gold |
Gold Coast Refinery |
CID003186 |
Outreach Required |
| Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. |
CID002243 |
Conformant |
| Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
CID001909 |
Outreach Required |
| Gold |
Guangdong Jinding Gold Limited |
CID002312 |
Outreach Required |
| Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
CID000651 |
Outreach Required |
| Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
CID000671 |
Outreach Required |
| Gold |
Heimerle + Meule GmbH |
CID000694 |
Conformant |
| Gold |
Heraeus Metals Hong Kong Ltd. |
CID000707 |
Conformant |
| Gold |
Heraeus Precious Metals GmbH & Co. KG |
CID000711 |
Active |
| Gold |
Hunan Chenzhou Mining Co., Ltd. |
CID000767 |
Outreach Required |
| Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
CID000773 |
Outreach Required |
| Gold |
HwaSeong CJ CO., LTD. |
CID000778 |
Communication Suspended - Not Interested |
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
CID000801 |
Conformant |
| Gold |
International Precious Metal Refiners |
CID002562 |
Active |
| Gold |
Ishifuku Metal Industry Co., Ltd. |
CID000807 |
Conformant |
| Gold |
Istanbul Gold Refinery |
CID000814 |
Conformant |
| Gold |
Italpreziosi |
CID002765 |
Conformant |
| Gold |
JALAN & Company |
CID002893 |
Outreach Required |
| Gold |
Japan Mint |
CID000823 |
Conformant |
| Gold |
Jiangxi Copper Co., Ltd. |
CID000855 |
Conformant |
| Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
CID000927 |
RMI Due Diligence Review - Unable to Proceed |
| Gold |
JSC Uralelectromed |
CID000929 |
Conformant |
| Gold |
JX Nippon Mining & Metals Co., Ltd. |
CID000937 |
Conformant |
| Gold |
K.A. Rasmussen |
CID003497 |
Outreach Required |
| Gold |
Kaloti Precious Metals |
CID002563 |
RMI Due Diligence Review - Unable to Proceed |
| Gold |
Kazakhmys Smelting LLC |
CID000956 |
In Communication |
| Gold |
Kazzinc |
CID000957 |
Conformant |
| Gold |
Kennecott Utah Copper LLC |
CID000969 |
Conformant |
| Gold |
KGHM Polska Miedz Spolka Akcyjna |
CID002511 |
Conformant |
| Gold |
Kojima Chemicals Co., Ltd. |
CID000981 |
Conformant |
| Gold |
Korea Zinc Co., Ltd. |
CID002605 |
Conformant |
| Gold |
Kundan Care Products Ltd. |
CID003463 |
In Communication |
| Gold |
Kyrgyzaltyn JSC |
CID001029 |
Conformant |
| Gold |
Kyshtym Copper-Electrolytic Plant ZAO |
CID002865 |
Outreach Required |
| Gold |
L'azurde Company For Jewelry |
CID001032 |
RMI Due Diligence Review - Unable to Proceed |
| Gold |
Lingbao Gold Co., Ltd. |
CID001056 |
Outreach Required |
| Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CID001058 |
Outreach Required |
| Gold |
L'Orfebre S.A. |
CID002762 |
Conformant |
| Gold |
LS-NIKKO Copper Inc. |
CID001078 |
Conformant |
| Gold |
LT Metal Ltd. |
CID000689 |
Conformant |
| Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
CID001093 |
Outreach Required |
| Gold |
Marsam Metals |
CID002606 |
Conformant |
| Gold |
Materion |
CID001113 |
Conformant |
| Gold |
Matsuda Sangyo Co., Ltd. |
CID001119 |
Conformant |
| Gold |
MD Overseas |
CID003548 |
In Communication |
| Gold |
Metal Concentrators SA (Pty) Ltd. |
CID003575 |
Conformant |
| Gold |
Metallix Refining Inc. |
CID003557 |
Active |
| Gold |
Metalor Technologies (Hong Kong) Ltd. |
CID001149 |
Conformant |
| Gold |
Metalor Technologies (Singapore) Pte., Ltd. |
CID001152 |
Conformant |
| Gold |
Metalor Technologies (Suzhou) Ltd. |
CID001147 |
Conformant |
| Gold |
Metalor Technologies S.A. |
CID001153 |
Conformant |
| Gold |
Metalor USA Refining Corporation |
CID001157 |
Conformant |
| Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. |
CID001161 |
Conformant |
| Gold |
Mitsubishi Materials Corporation |
CID001188 |
Conformant |
| Gold |
Mitsui Mining and Smelting Co., Ltd. |
CID001193 |
Conformant |
| Gold |
MMTC-PAMP India Pvt., Ltd. |
CID002509 |
Conformant |
| Gold |
Modeltech Sdn Bhd |
CID002857 |
Non Conformant |
| Gold |
Morris and Watson |
CID002282 |
Communication Suspended - Not Interested |
| Gold |
Moscow Special Alloys Processing Plant |
CID001204 |
Conformant |
| Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. |
CID001220 |
Conformant |
| Gold |
Navoi Mining and Metallurgical Combinat |
CID001236 |
Conformant |
| Gold |
NH Recytech Company |
CID003189 |
Non Conformant |
| Gold |
Nihon Material Co., Ltd. |
CID001259 |
Conformant |
| Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
CID002779 |
Conformant |
| Gold |
Ohura Precious Metal Industry Co., Ltd. |
CID001325 |
Conformant |
| Gold |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
CID001326 |
Conformant |
| Gold |
OJSC Novosibirsk Refinery |
CID000493 |
Conformant |
| Gold |
PAMP S.A. |
CID001352 |
Conformant |
| Gold |
Pease & Curren |
CID002872 |
Outreach Required |
| Gold |
Penglai Penggang Gold Industry Co., Ltd. |
CID001362 |
Outreach Required |
| Gold |
Planta Recuperadora de Metales SpA |
CID002919 |
Conformant |
| Gold |
Prioksky Plant of Non-Ferrous Metals |
CID001386 |
Conformant |
| Gold |
PT Aneka Tambang (Persero) Tbk |
CID001397 |
Conformant |
| Gold |
PX Precinox S.A. |
CID001498 |
Conformant |
| Gold |
QG Refining, LLC |
CID003324 |
Outreach Required |
| Gold |
Rand Refinery (Pty) Ltd. |
CID001512 |
Conformant |
| Gold |
Refinery of Seemine Gold Co., Ltd. |
CID000522 |
Outreach Required |
| Gold |
REMONDIS PMR B.V. |
CID002582 |
Conformant |
| Gold |
Royal Canadian Mint |
CID001534 |
Conformant |
| Gold |
SAAMP |
CID002761 |
Conformant |
| Gold |
Sabin Metal Corp. |
CID001546 |
Outreach Required |
| Gold |
Safimet S.p.A |
CID002973 |
Conformant |
| Gold |
SAFINA A.S. |
CID002290 |
Conformant |
| Gold |
Sai Refinery |
CID002853 |
Outreach Required |
| Gold |
Samduck Precious Metals |
CID001555 |
Conformant |
| Gold |
Samwon Metals Corp. |
CID001562 |
Communication Suspended - Not Interested |
| Gold |
Sancus ZFS (L’Orfebre, SA) |
CID003529 |
In Communication |
| Gold |
SAXONIA Edelmetalle GmbH |
CID002777 |
Conformant |
| Gold |
Sellem Industries Ltd. |
CID003540 |
Outreach Required |
| Gold |
SEMPSA Joyeria Plateria S.A. |
CID001585 |
Conformant |
| Gold |
Shandong Humon Smelting Co., Ltd. |
CID002525 |
Outreach Required |
| Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
CID001619 |
Outreach Required |
| Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
CID001622 |
Conformant |
| Gold |
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
CID002527 |
Outreach Required |
| Gold |
Shirpur Gold Refinery Ltd. |
CID002588 |
Outreach Required |
| Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
CID001736 |
Conformant |
| Gold |
Singway Technology Co., Ltd. |
CID002516 |
Conformant |
| Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
CID001756 |
Conformant |
| Gold |
Solar Applied Materials Technology Corp. |
CID001761 |
Conformant |
| Gold |
Sovereign Metals |
CID003383 |
Outreach Required |
| Gold |
State Research Institute Center for Physical Sciences and Technology |
CID003153 |
Outreach Required |
| Gold |
Sudan Gold Refinery |
CID002567 |
Outreach Required |
| Gold |
Sumitomo Metal Mining Co., Ltd. |
CID001798 |
Conformant |
| Gold |
SungEel HiMetal Co., Ltd. |
CID002918 |
Conformant |
| Gold |
T.C.A S.p.A |
CID002580 |
Conformant |
| Gold |
Tanaka Kikinzoku Kogyo K.K. |
CID001875 |
Conformant |
| Gold |
The Refinery of Shandong Gold Mining Co., Ltd. |
CID001916 |
Conformant |
| Gold |
Tokuriki Honten Co., Ltd. |
CID001938 |
Conformant |
| Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
CID001947 |
Outreach Required |
| Gold |
Tony Goetz NV |
CID002587 |
Non Conformant |
| Gold |
TOO Tau-Ken-Altyn |
CID002615 |
Conformant |
| Gold |
Torecom |
CID001955 |
Conformant |
| Gold |
Umicore Precious Metals Thailand |
CID002314 |
Conformant |
| Gold |
Umicore S.A. Business Unit Precious Metals Refining |
CID001980 |
Conformant |
| Gold |
United Precious Metal Refining, Inc. |
CID001993 |
Conformant |
| Gold |
Valcambi S.A. |
CID002003 |
Conformant |
| Gold |
Western Australian Mint (T/a The Perth Mint) |
CID002030 |
Conformant |
| Gold |
WIELAND Edelmetalle GmbH |
CID002778 |
Conformant |
| Gold |
Yamakin Co., Ltd. |
CID002100 |
Conformant |
| Gold |
Yokohama Metal Co., Ltd. |
CID002129 |
Conformant |
| Gold |
Yunnan Copper Industry Co., Ltd. |
CID000197 |
Outreach Required |
| Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CID002224 |
Conformant |
| Tantalum |
Asaka Riken Co., Ltd. |
CID000092 |
Conformant |
| Tantalum |
Changsha South Tantalum Niobium Co., Ltd. |
CID000211 |
Conformant |
| Tantalum |
D Block Metals, LLC |
CID002504 |
Conformant |
| Tantalum |
Exotech Inc. |
CID000456 |
Conformant |
| Tantalum |
F&X Electro-Materials Ltd. |
CID000460 |
Conformant |
| Tantalum |
FIR Metals & Resource Ltd. |
CID002505 |
Conformant |
| Tantalum |
Global Advanced Metals Aizu |
CID002558 |
Conformant |
| Tantalum |
Global Advanced Metals Boyertown |
CID002557 |
Conformant |
| Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. |
CID000616 |
Conformant |
| Tantalum |
H.C. Starck Co., Ltd. |
CID002544 |
Conformant |
| Tantalum |
H.C. Starck Hermsdorf GmbH |
CID002547 |
Conformant |
| Tantalum |
H.C. Starck Inc. |
CID002548 |
Conformant |
| Tantalum |
H.C. Starck Ltd. |
CID002549 |
Conformant |
| Tantalum |
H.C. Starck Smelting GmbH & Co. KG |
CID002550 |
Conformant |
| Tantalum |
H.C. Starck Tantalum and Niobium GmbH |
CID002545 |
Conformant |
| Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
CID002492 |
Conformant |
| Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
CID002512 |
Conformant |
| Tantalum |
Jiangxi Tuohong New Raw Material |
CID002842 |
Conformant |
| Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CID000914 |
Conformant |
| Tantalum |
Jiujiang Tanbre Co., Ltd. |
CID000917 |
Conformant |
| Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CID002506 |
Conformant |
| Tantalum |
KEMET Blue Metals |
CID002539 |
Conformant |
| Tantalum |
LSM Brasil S.A. |
CID001076 |
Conformant |
| Tantalum |
Metallurgical Products India Pvt., Ltd. |
CID001163 |
Conformant |
| Tantalum |
Mineracao Taboca S.A. |
CID001175 |
Conformant |
| Tantalum |
Mitsui Mining and Smelting Co., Ltd. |
CID001192 |
Conformant |
| Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. |
CID001277 |
Conformant |
| Tantalum |
NPM Silmet AS |
CID001200 |
Conformant |
| Tantalum |
PRG Dooel |
CID002847 |
Conformant |
| Tantalum |
QuantumClean |
CID001508 |
Conformant |
| Tantalum |
Resind Industria e Comercio Ltda. |
CID002707 |
Conformant |
| Tantalum |
Solikamsk Magnesium Works OAO |
CID001769 |
Conformant |
| Tantalum |
Taki Chemical Co., Ltd. |
CID001869 |
Conformant |
| Tantalum |
Telex Metals |
CID001891 |
Conformant |
| Tantalum |
Ulba Metallurgical Plant JSC |
CID001969 |
Conformant |
| Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. |
CID002508 |
Conformant |
| Tantalum |
Yanling Jincheng Tantalum & Niobium Co., Ltd. |
CID001522 |
Conformant |
| Tin |
Alpha |
CID000292 |
Conformant |
| Tin |
An Vinh Joint Stock Mineral Processing Company |
CID002703 |
Outreach Required |
| Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
CID000228 |
Conformant |
| Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. |
CID003190 |
Conformant |
| Tin |
China Tin Group Co., Ltd. |
CID001070 |
Conformant |
| Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
CID003486 |
Active |
| Tin |
CRM Synergies |
CID003524 |
Active |
| Tin |
CV Ayi Jaya |
CID002570 |
Active |
| Tin |
CV Venus Inti Perkasa |
CID002455 |
Active |
| Tin |
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
CID003356 |
Non Conformant |
| Tin |
Dowa |
CID000402 |
Conformant |
| Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
CID002572 |
Non Conformant |
| Tin |
EM Vinto |
CID000438 |
Conformant |
| Tin |
Estanho de Rondonia S.A. |
CID000448 |
Active |
| Tin |
Fenix Metals |
CID000468 |
Conformant |
| Tin |
Gejiu City Fuxiang Industry and Trade Co., Ltd. |
CID003410 |
Outreach Required |
| Tin |
Gejiu Fengming Metallurgy Chemical Plant |
CID002848 |
Conformant |
| Tin |
Gejiu Kai Meng Industry and Trade LLC |
CID000942 |
Conformant |
| Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CID000538 |
Conformant |
| Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
CID001908 |
Conformant |
| Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
CID000555 |
Conformant |
| Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
CID003116 |
Conformant |
| Tin |
HuiChang Hill Tin Industry Co., Ltd. |
CID002844 |
Conformant |
| Tin |
Jiangxi New Nanshan Technology Ltd. |
CID001231 |
Conformant |
| Tin |
Luna Smelter, Ltd. |
CID003387 |
Conformant |
| Tin |
Ma'anshan Weitai Tin Co., Ltd. |
CID003379 |
Conformant |
| Tin |
Magnu's Minerais Metais e Ligas Ltda. |
CID002468 |
Conformant |
| Tin |
Malaysia Smelting Corporation (MSC) |
CID001105 |
Conformant |
| Tin |
Melt Metais e Ligas S.A. |
CID002500 |
Conformant |
| Tin |
Metallic Resources, Inc. |
CID001142 |
Conformant |
| Tin |
Metallo Belgium N.V. |
CID002773 |
Conformant |
| Tin |
Metallo Spain S.L.U. |
CID002774 |
Conformant |
| Tin |
Mineracao Taboca S.A. |
CID001173 |
Conformant |
| Tin |
Minsur |
CID001182 |
Conformant |
| Tin |
Mitsubishi Materials Corporation |
CID001191 |
Conformant |
| Tin |
Modeltech Sdn Bhd |
CID002858 |
Non Conformant |
| Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
CID002573 |
Outreach Required |
| Tin |
Novosibirsk Processing Plant Ltd. |
CID001305 |
Active |
| Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
CID001314 |
Conformant |
| Tin |
O.M. Manufacturing Philippines, Inc. |
CID002517 |
Conformant |
| Tin |
Operaciones Metalurgicas S.A. |
CID001337 |
Conformant |
| Tin |
Pongpipat Company Limited |
CID003208 |
Outreach Required |
| Tin |
Precious Minerals and Smelting Limited |
CID003409 |
Non Conformant |
| Tin |
PT Aries Kencana Sejahtera |
CID000309 |
Active |
| Tin |
PT Artha Cipta Langgeng |
CID001399 |
Conformant |
| Tin |
PT ATD Makmur Mandiri Jaya |
CID002503 |
Conformant |
| Tin |
PT Babel Inti Perkasa |
CID001402 |
Conformant |
| Tin |
PT Babel Surya Alam Lestari |
CID001406 |
Conformant |
| Tin |
PT Bangka Serumpun |
CID003205 |
Conformant |
| Tin |
PT Bukit Timah |
CID001428 |
Active |
| Tin |
PT Cipta Persada Mulia |
CID002696 |
In Communication |
| Tin |
PT Lautan Harmonis Sejahtera |
CID002870 |
Active |
| Tin |
PT Menara Cipta Mulia |
CID002835 |
Conformant |
| Tin |
PT Mitra Stania Prima |
CID001453 |
Conformant |
| Tin |
PT Mitra Sukses Globalindo |
CID003449 |
In Communication |
| Tin |
PT Prima Timah Utama |
CID001458 |
Conformant |
| Tin |
PT Rajawali Rimba Perkasa |
CID003381 |
Conformant |
| Tin |
PT Rajehan Ariq |
CID002593 |
Conformant |
| Tin |
PT Refined Bangka Tin |
CID001460 |
Conformant |
| Tin |
PT Stanindo Inti Perkasa |
CID001468 |
Conformant |
| Tin |
PT Sukses Inti Makmur |
CID002816 |
Active |
| Tin |
PT Timah Nusantara |
CID001486 |
Active |
| Tin |
PT Timah Tbk Kundur |
CID001477 |
Conformant |
| Tin |
PT Timah Tbk Mentok |
CID001482 |
Conformant |
| Tin |
PT Tinindo Inter Nusa |
CID001490 |
Conformant |
| Tin |
Resind Industria e Comercio Ltda. |
CID002706 |
Conformant |
| Tin |
Rui Da Hung |
CID001539 |
Conformant |
| Tin |
Soft Metais Ltda. |
CID001758 |
Conformant |
| Tin |
Super Ligas |
CID002756 |
Active |
| Tin |
Thai Nguyen Mining and Metallurgy Co., Ltd. |
CID002834 |
Conformant |
| Tin |
Thaisarco |
CID001898 |
Conformant |
| Tin |
Tin Technology & Refining |
CID003325 |
Conformant |
| Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
CID002574 |
Outreach Required |
| Tin |
VQB Mineral and Trading Group JSC |
CID002015 |
Outreach Required |
| Tin |
White Solder Metalurgia e Mineracao Ltda. |
CID002036 |
Conformant |
| Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
CID002158 |
Conformant |
| Tin |
Yunnan Tin Company Limited |
CID002180 |
Conformant |
| Tin |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
CID003397 |
Conformant |
| Tungsten |
A.L.M.T. Corp. |
CID000004 |
Conformant |
| Tungsten |
ACL Metais Eireli |
CID002833 |
Conformant |
| Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
CID003427 |
Active |
| Tungsten |
Artek LLC |
CID003553 |
Outreach Required |
| Tungsten |
Asia Tungsten Products Vietnam Ltd. |
CID002502 |
Conformant |
| Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. |
CID002513 |
Conformant |
| Tungsten |
China Molybdenum Co., Ltd. |
CID002641 |
Conformant |
| Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
CID000258 |
Conformant |
| Tungsten |
CNMC (Guangxi) PGMA Co., Ltd. |
CID000281 |
Outreach Required |
| Tungsten |
Cronimet Brasil Ltda |
CID003468 |
Active |
| Tungsten |
Fujian Ganmin RareMetal Co., Ltd. |
CID003401 |
Conformant |
| Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. |
CID002645 |
Conformant |
| Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CID000875 |
Conformant |
| Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CID002315 |
Conformant |
| Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. |
CID002494 |
Conformant |
| Tungsten |
GEM Co., Ltd. |
CID003417 |
Active |
| Tungsten |
Global Tungsten & Powders Corp. |
CID000568 |
Conformant |
| Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
CID000218 |
Conformant |
| Tungsten |
H.C. Starck Smelting GmbH & Co. KG |
CID002542 |
Conformant |
| Tungsten |
H.C. Starck Tungsten GmbH |
CID002541 |
Conformant |
| Tungsten |
Hunan Chenzhou Mining Co., Ltd. |
CID000766 |
Conformant |
| Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. |
CID000769 |
Conformant |
| Tungsten |
Hydrometallurg, JSC |
CID002649 |
Conformant |
| Tungsten |
Japan New Metals Co., Ltd. |
CID000825 |
Conformant |
| Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
CID002551 |
Conformant |
| Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
CID002321 |
Conformant |
| Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
CID002313 |
Communication Suspended - Not Interested |
| Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CID002318 |
Conformant |
| Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CID002317 |
Conformant |
| Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CID002316 |
Conformant |
| Tungsten |
JSC "Kirovgrad Hard Alloys Plant" |
CID003408 |
Active |
| Tungsten |
Kennametal Fallon |
CID000966 |
Conformant |
| Tungsten |
Kennametal Huntsville |
CID000105 |
Conformant |
| Tungsten |
KGETS Co., Ltd. |
CID003388 |
Conformant |
| Tungsten |
Lianyou Metals Co., Ltd. |
CID003407 |
Conformant |
| Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
CID002319 |
Conformant |
| Tungsten |
Masan Tungsten Chemical LLC (MTC) |
CID002543 |
Conformant |
| Tungsten |
Moliren Ltd. |
CID002845 |
Conformant |
| Tungsten |
Niagara Refining LLC |
CID002589 |
Conformant |
| Tungsten |
NPP Tyazhmetprom LLC |
CID003416 |
Active |
| Tungsten |
Philippine Chuangxin Industrial Co., Inc. |
CID002827 |
Conformant |
| Tungsten |
Unecha Refractory metals plant |
CID002724 |
Conformant |
| Tungsten |
Wolfram Bergbau und Hutten AG |
CID002044 |
Conformant |
| Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
CID002320 |
Conformant |
| Tungsten |
Xiamen Tungsten Co., Ltd. |
CID002082 |
Conformant |
| Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
CID002830 |
Conformant |
| * | The information in this column is based on smelter or refiner
information made publicly available by RMI as of May 17, 2021. The terms used have the following meanings: |
| · | “Conformant” means that a smelter or refiner participates in and has been listed as “Conformant” to the assessment
protocols of the Responsible Minerals Assurance Process (“RMAP”). |
| · | “Non Conformant” means that a smelter’s or refiner’s systems, processes and practices materially deviate from
the requirements of the Standard, or the auditee refuses to participate in the assessment process or does not provide adequate access
to facilities to complete the assessment. |
| · | “Active” means that the facility is in one of the stages of the audit cycle, anywhere from completion of the necessary
documents to scheduling the audit date to enacting corrective actions in the post-audit phase. |
| · | “Not Enrolled” refers to smelters that are not
currently participating in the RMAP. Included in this category are facilities that the RMI is currently reaching out to, those that are
communicating with the RMI regarding participation in an audit, those that have refused to participate, and those that have not completed
the mandatory annual re-audit and those that failed to meet the assessment protocols to pass as audit. The following sub-statuses roll
up into the “Not Enrolled” category: “Communication Suspended – Not Interested”; “Due Diligence Vetting
Process”; “In Communication”; “Outreach Required”; and “RMI Due Diligence Review – Unable to
Proceed” |
APPENDIX B - Countries of Origin
The information provided in this Appendix is based on the information
collected from our suppliers and is provided in good faith. We will continue to update it as our due diligence process and third-party
data evolves.
| Afghanistan |
| Albania |
| Angola |
| Argentina |
| Armenia |
| Australia |
| Austria |
| Belarus |
| Belgium |
| Bermuda |
| Bolivia |
| Brazil |
| Bulgaria |
| Burundi |
| Cambodia |
| Canada |
| Central African Republic |
| Chile |
| China |
| Colombia |
| Czech Republic |
| Djibouti |
| Dominican Republic |
| DRC or an adjoining country (Covered Countries) |
| Ecuador |
| Egypt |
| England |
| Estonia |
| Ethiopia |
| Finland |
| France |
| Germany |
| Ghana |
| Guinea |
| Guyana |
| Hungary |
| India |
| Indonesia |
| Ireland |
| Israel |
| Italy |
| Ivory Coast |
| Japan |
| Kazakhstan |
| Kenya |
| Kyrgyzstan |
| Laos |
| Liberia |
| Lithuania |
| Luxembourg |
| Madagascar |
| Malaysia |
| Mali |
| Mauritania |
| Mexico |
| Mongolia |
| Morocco |
| Mozambique |
| Myanmar |
| Namibia |
| Netherlands |
| New Zealand |
| Niger |
| Nigeria |
| Papua New Guinea |
| Peru |
| Philippines |
| Poland |
| Portugal |
| Republic Of Korea |
| Russia |
| Rwanda |
| Saudi Arabia |
| Sierra Leone |
| Singapore |
| Slovakia |
| Slovenia |
| South Africa |
| Spain |
| Sudan |
| Suriname |
| Sweden |
| Switzerland |
| Tanzania |
| Thailand |
| Turkey |
| Uganda |
| United Arab Emirates |
| United Kingdom |
| USA |
| Uzbekistan |
| Vietnam |
| Zambia |
| Zimbabwe |
