<SEC-DOCUMENT>0001104659-21-072433-index.html : 20210526 <SEC-HEADER>0001104659-21-072433.hdr.sgml : 20210526 <ACCEPTANCE-DATETIME>20210526161536 ACCESSION NUMBER: 0001104659-21-072433 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 3 <RULE> <RULE-NAME>13p-1 <ITEM> <ITEM-NUMBER>1.01 <ITEM-PERIOD>20201231 </ITEM> <ITEM> <ITEM-NUMBER>1.02 <ITEM-PERIOD>20201231 </ITEM> </RULE> FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 21966142 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 </SEC-HEADER> <DOCUMENT> <TYPE>SD <SEQUENCE>1 <FILENAME>tm2117571d1_sd.htm <DESCRIPTION>FORM SD <TEXT> Document 1 - file: tm2117571d1_sd.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.01 <SEQUENCE>2 <FILENAME>tm2117571d1_ex1-01.htm <DESCRIPTION>EXHIBIT 1.01 <TEXT> Document 2 - file: tm2117571d1_ex1-01.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>tm2117571d1_sdimg01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: tm2117571d1_sdimg01.jpg
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