<SEC-DOCUMENT>0001104659-14-067063-index.html : 20140918 <SEC-HEADER>0001104659-14-067063.hdr.sgml : 20140918 <ACCEPTANCE-DATETIME>20140918160647 ACCESSION NUMBER: 0001104659-14-067063 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20140917 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 141110185 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a14-20802_18k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a14-20802_18k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.1 <SEQUENCE>2 <FILENAME>a14-20802_1ex2d1.htm <DESCRIPTION>EX-2.1 <TEXT> Document 2 - file: a14-20802_1ex2d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>3 <FILENAME>a14-20802_1ex3d1.htm <DESCRIPTION>EX-3.1 <TEXT> Document 3 - file: a14-20802_1ex3d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>4 <FILENAME>a14-20802_1ex4d1.htm <DESCRIPTION>EX-4.1 <TEXT> Document 4 - file: a14-20802_1ex4d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>a14-20802_1ex10d1.htm <DESCRIPTION>EX-10.1 <TEXT> Document 5 - file: a14-20802_1ex10d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>a14-20802_1ex10d2.htm <DESCRIPTION>EX-10.2 <TEXT> Document 6 - file: a14-20802_1ex10d2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>7 <FILENAME>a14-20802_1ex10d3.htm <DESCRIPTION>EX-10.3 <TEXT> Document 7 - file: a14-20802_1ex10d3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>8 <FILENAME>a14-20802_1ex10d4.htm <DESCRIPTION>EX-10.4 <TEXT> Document 8 - file: a14-20802_1ex10d4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>9 <FILENAME>a14-20802_1ex10d5.htm <DESCRIPTION>EX-10.5 <TEXT> Document 9 - file: a14-20802_1ex10d5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>10 <FILENAME>a14-20802_1ex99d1.htm <DESCRIPTION>EX-99.1 <TEXT> Document 10 - file: a14-20802_1ex99d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>11 <FILENAME>a14-20802_1ex99d2.htm <DESCRIPTION>EX-99.2 <TEXT> Document 11 - file: a14-20802_1ex99d2.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g208021bai001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g208021bai001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g208021mmi001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g208021mmi001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g208021moi001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g208021moi001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g208021moi002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g208021moi002.jpg
</DOCUMENT> </SEC-DOCUMENT>