-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H4KvlBF20jkmGYXH3ytE6Z+V37FYcX3zvzSY14uNy6NzdcxIlq5luF5eVVDh+ZBG SjlvDAOQOyKR+0Ss4FaxnA== 0001019687-07-003324.txt : 20071002 0001019687-07-003324.hdr.sgml : 20071002 20071002210743 ACCESSION NUMBER: 0001019687-07-003324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070928 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gelbaum David CENTRAL INDEX KEY: 0001391795 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 071151840 BUSINESS ADDRESS: BUSINESS PHONE: 949-646-3784 MAIL ADDRESS: STREET 1: 2309 SANTIAGO DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gelbaum Monica Chavez CENTRAL INDEX KEY: 0001403417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 071151838 BUSINESS ADDRESS: BUSINESS PHONE: 760-942-0157 MAIL ADDRESS: STREET 1: 2309 SANTIAGO DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quercus Trust CENTRAL INDEX KEY: 0001403463 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 071151839 BUSINESS ADDRESS: STREET 1: 2309 SANTIAGO DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 310-201-7481 MAIL ADDRESS: STREET 1: 2309 SANTIAGO DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-28 0000808326 EMCORE CORP EMKR 0001403463 Quercus Trust 2309 SANTIAGO DR. NEWPORT BEACH CA 92660 0 0 1 0 0001391795 Gelbaum David 2309 SANTIAGO DR. NEWPORT BEACH, CA 92660 0 0 1 1 Co-Trustee 0001403417 Gelbaum Monica Chavez 2309 SANTIAGO DR. NEWPORT BEACH, CA 92660 0 0 1 1 Co-Trustee Common Stock 2007-09-28 4 P 0 127650 9.5882 A 5310777 D Common Stock 2007-10-01 4 P 0 173800 10.0448 A 5484577 D Common Stock 2007-10-02 4 P 0 198550 10.5088 A 5683127 D /s/ David Gelbaum, Co-Trustee, The Quercus Trust 2007-10-02 /s/ David Gelbaum, as attorney-in-fact for Monica Chavez Gelbaum, Co-Trustee, The Quercus Trust 2007-10-02 -----END PRIVACY-ENHANCED MESSAGE-----