-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBXYJ7jhdi9Dg2moxCPbkI6gsMsQUdzKbS+u0MlZNlN9SyN1cEP+pyBogwKVPPmy I/usNQshYzOvPN3MJjO9vw== 0000950145-08-000117.txt : 20081104 0000950145-08-000117.hdr.sgml : 20081104 20081104092753 ACCESSION NUMBER: 0000950145-08-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080317 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0807 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL THOMAS CENTRAL INDEX KEY: 0001035930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 081159303 BUSINESS ADDRESS: STREET 1: C/O JESUP & MERCHANT PARTNERS LLC STREET 2: 650 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123072670 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-03-17 0000808326 EMCORE CORP EMKR 0001035930 RUSSELL THOMAS EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 1 0 0 0 Common Stock 2008-03-17 4 P 0 3200 8.83 A 2996780 D Common Stock 2280035 I By AER 1997 Trust Reflects the closing price on March 17, 2008, the date of completion of the transfer to the Reporting Person of shares pledged for an unpaid loan. /s/ Thomas J. Russell 2008-10-28 -----END PRIVACY-ENHANCED MESSAGE-----