-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRVPtfbLJJ79w/YuK7/fZluGu6YesMxiUfGMvZiz4rjZqfk52J8oxAguNx0dw8zd lHiZjgLO6p6IHdI8SXVD6g== 0000950145-08-000115.txt : 20081104 0000950145-08-000115.hdr.sgml : 20081104 20081104092529 ACCESSION NUMBER: 0000950145-08-000115 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061103 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0807 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL THOMAS CENTRAL INDEX KEY: 0001035930 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 081159295 BUSINESS ADDRESS: STREET 1: C/O JESUP & MERCHANT PARTNERS LLC STREET 2: 650 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123072670 4/A 1 edgar.xml PRIMARY DOCUMENT X0303 4/A 2006-11-03 2006-11-06 0000808326 EMCORE CORP EMKR 0001035930 RUSSELL THOMAS EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 1 0 0 0 Common Stock 2740978 D On November 6, 2006, the reporting person mistakenly filed a Form 4 reporting the acquisition of 89 shares of common stock that did not in fact occur. As of November 3, 2005, the reporting person owned only 2,740,978 shares of common stock. These shares were erroneously included in the totals on the Forms 4 filed by the reporting person between November 6, 2006 and March 27, 2008. /s/ Thomas J. Russell 2008-10-28 -----END PRIVACY-ENHANCED MESSAGE-----