-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oh6Jfs/a7wQy9uwj4Qdx3J1RcNMSnO0pKJgVpd5MmEOQaTiqG48z9DXnfgqK/HUM 0LrZ8eJprf9RaR3XoXqJpQ== 0000950145-08-000037.txt : 20080227 0000950145-08-000037.hdr.sgml : 20080227 20080227170148 ACCESSION NUMBER: 0000950145-08-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080225 FILED AS OF DATE: 20080227 DATE AS OF CHANGE: 20080227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS REUBEN F JR CENTRAL INDEX KEY: 0001035939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 08647242 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH CORP CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-02-25 0000808326 EMCORE CORP EMKR 0001035939 RICHARDS REUBEN F JR EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 1 1 0 0 CEO Common Stock 2008-02-25 4 M 0 65000 6.785 A 544554 D Common Stock 2008-02-25 4 S 0 45000 11.5406 D 499554 D Common Stock 2008-02-26 4 M 0 35000 6.785 A 534554 D Common Stock 2008-02-26 4 S 0 30000 12.3637 D 504554 D Common Stock 175000 I By spouse Stock Option (right to buy) 6.785 2008-02-25 4 M 0 65000 0 D 2008-02-27 Common Stock 65000 35000 D Stock Option (right to buy) 6.785 2008-02-26 4 M 0 35000 0 D 2008-02-27 Common Stock 35000 0 D Options are fully vested. Reuben F. Richards, Jr. 2008-02-27 -----END PRIVACY-ENHANCED MESSAGE-----