-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CBZOjJ8FvCv81rS1/xp/zgmF3NN+TNWvARNKaH8h74jz884vZOxU9BnCSebfxZEd UO/OwxpmJB19y67sNmGJ/A== 0000950145-08-000012.txt : 20080130 0000950145-08-000012.hdr.sgml : 20080130 20080130113319 ACCESSION NUMBER: 0000950145-08-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080128 FILED AS OF DATE: 20080130 DATE AS OF CHANGE: 20080130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERTHAN THOMAS G CENTRAL INDEX KEY: 0001035937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 08560195 BUSINESS ADDRESS: BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-28 0000808326 EMCORE CORP EMKR 0001035937 WERTHAN THOMAS G EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 1 0 0 0 Common Stock 2008-01-28 4 M 0 25000 6.785 A 56266 D Common Stock 2008-01-29 4 M 0 25000 6.785 A 81266 D Stock Option (right to buy) 6.785 2008-01-28 4 M 0 25000 0 D 2008-01-29 Common Stock 25000 25000 D Stock Option (right to buy) 6.785 2008-01-29 4 M 0 25000 0 D 2008-01-29 Common Stock 25000 0 D Options are fully vested. Thomas G. Werthan 2008-01-30 -----END PRIVACY-ENHANCED MESSAGE-----