-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TY7GERQmTVxI9pa9M9hhooFuhKpCZPVZM7rwWblfemPe62AIjkKc++GGKi15KvMi tt1klcWv44wrdrtZvhFQIw== 0000950145-07-000070.txt : 20071221 0000950145-07-000070.hdr.sgml : 20071221 20071221105136 ACCESSION NUMBER: 0000950145-07-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071219 FILED AS OF DATE: 20071221 DATE AS OF CHANGE: 20071221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOU HONG Q CENTRAL INDEX KEY: 0001156899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 071321269 BUSINESS ADDRESS: STREET 1: EMCORE CORP STREET 2: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7372719090 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-19 0000808326 EMCORE CORP EMKR 0001156899 HOU HONG Q 2015 W. CHESTNTUT ST. ALHAMBRA CA 91803 1 1 0 0 Preisident and COO Common Stock 2007-12-19 4 M 0 120000 5.875 A 224375 D Common Stock 2007-12-19 4 D 0 73500 13.80 D 150875 D Common Stock 2007-12-19 4 D 0 5000 13.82 D 145875 D Common Stock 2007-12-19 4 D 0 5400 13.83 D 140475 D Common Stock 2007-12-19 4 D 0 10000 13.84 D 130475 D Common Stock 2007-12-19 4 D 0 20000 13.85 D 110475 D Common Stock 2007-12-19 4 D 0 1000 13.86 D 109475 D Common Stock 2007-12-19 4 D 0 1000 13.87 D 108475 D Common Stock 2007-12-19 4 D 0 500 13.88 D 107975 D Common Stock 2007-12-19 4 D 0 500 13.89 D 107475 D Common Stock 2007-12-19 4 D 0 3100 13.90 D 104375 D Employee Stock Option (right to buy) 5.875 2007-12-19 4 M 0 120000 0 D 2008-03-09 Common Stock 120000 0 D The option is fully vested. The Option was granted on March 9, 1998. The option vested in equal installments over 5 years. Hong Q. Hou 2007-12-21 -----END PRIVACY-ENHANCED MESSAGE-----