-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LlZ7SXwddahujkfxbo0WQd9YiOJ3HEDzBcjuP2gQMkG++3vpIWVQuJUXZNtFnMEv GG5excraafCk95Cp/7RTew== 0000950145-07-000068.txt : 20071218 0000950145-07-000068.hdr.sgml : 20071218 20071218151036 ACCESSION NUMBER: 0000950145-07-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071214 FILED AS OF DATE: 20071218 DATE AS OF CHANGE: 20071218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gushard Adam CENTRAL INDEX KEY: 0001389474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 071312849 BUSINESS ADDRESS: BUSINESS PHONE: 505-332-5079 MAIL ADDRESS: STREET 1: EMCORE CORPORATION STREET 2: 1600 EUBANK ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-14 0000808326 EMCORE CORP EMKR 0001389474 Gushard Adam EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 0 1 0 0 Interim Chief Fin. Officer Common Stock 2007-12-14 4 M 0 10000 1.82 A 18648 D Employee Stock Option (right to buy) 1.82 2007-12-14 4 M 0 10000 0 A Common Stock 10000 57000 D The Option is fully vested. The Option was granted on May 1, 2003 as part of a 6+1 exchange program pursuant to which the employee surrendered all previous options and was granted a new option. This option expires as follows: 10,000 shares on 12/15/2007, 17,000 shares on 12/1/08, 8,000 shares on 4/14/2010, 5,000 shares on 4/26/2012, 17,500 shares on 10/3/2011, 7,500 shares on 4/4/2011, 2,000 shares on 3/2/2011. Adam Gushard 2007-12-18 -----END PRIVACY-ENHANCED MESSAGE-----