-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WXX2zY+PgGYz2yJjv26ObNqjrD62ZYIUh8KCc1CBWto8phLCRFgwscbavcl368i+ Et3W/fO25OqFxX8kORJh+A== 0000950145-07-000023.txt : 20070927 0000950145-07-000023.hdr.sgml : 20070927 20070927113709 ACCESSION NUMBER: 0000950145-07-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070925 FILED AS OF DATE: 20070927 DATE AS OF CHANGE: 20070927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOU HONG Q CENTRAL INDEX KEY: 0001156899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 071138382 BUSINESS ADDRESS: STREET 1: EMCORE CORP STREET 2: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7372719090 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-25 0000808326 EMCORE CORP EMKR 0001156899 HOU HONG Q 2015 W. CHESTNTUT ST. ALHAMBRA CA 91803 1 1 0 0 Preisident and COO Employee Stock Option (right to buy) 8.78 2007-09-25 4 A 0 255000 0 A 2017-09-25 Common Stock 255000 255000 D The option vests annually in four equal installments with the first 25% vesting on September 25, 2008. Hong Q. Hou 2007-09-26 -----END PRIVACY-ENHANCED MESSAGE-----