-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JtuOlaoKRiUPBLw1/G4WPIK203ArgIzTGhr0HgKpSfpxvMm4tERpxh2J0uTiqW9N S+QPyzxHENFgC57bdFhM0Q== 0000950145-07-000006.txt : 20070716 0000950145-07-000006.hdr.sgml : 20070716 20070716183309 ACCESSION NUMBER: 0000950145-07-000006 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070625 FILED AS OF DATE: 20070716 DATE AS OF CHANGE: 20070716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iannelli John M. CENTRAL INDEX KEY: 0001406824 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 07982474 BUSINESS ADDRESS: BUSINESS PHONE: 626-293-3680 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2007-06-25 0 0000808326 EMCORE CORP EMKR 0001406824 Iannelli John M. C/O EMCORE CORPORATION 2015 W. CHESTNUT STREET ALHAMBRA CA 91803 0 1 0 0 Chief Technology Officer Common Stock 4953 D Common Stock 2989 I 401K Plan Employee Stock Option (right to buy) 1.87 2013-01-22 Common Stock 40000 D Employee Stock Option (right to buy) 2.63 2014-05-18 Common Stock 6000 D Employee Stock Option (right to buy) 3.00 2015-02-28 Common Stock 11000 D Employee Stock Option (right to buy) 5.18 2015-10-12 Common Stock 18000 D Employee Stock Option (right to buy) 7.32 2005-12-29 2015-12-29 Common Stock 881 D Employee Stock Option (right to buy) 7.95 2016-03-10 Common Stock 12000 D Employee Stock Option (right to buy) 9.75 2016-04-05 Common Stock 2000 D Employee Stock Option (right to buy) 4.98 2017-03-29 Common Stock 10000 D Employee Stock Option (right to buy) 4.95 2017-06-08 Common Stock 75000 D As of 07/13/2007, the most recent available information. 20% annually on the anniversary of grant beginning 01/22/2004 25% annually on the anniversary of grant beginning 05/18/2005 25% annually on the anniversary of grant beginning 02/28/2006 25% annually on the anniversary of grant beginning 10/12/2006 25% annually on the anniversary of grant beginning 03/10/2007 25% annually on the anniversary of grant beginning 04/05/2007 25% annually on the anniversary of grant beginning 03/29/2008 25% annually on the anniversary of grant beginning 06/08/2008 /John M. Iannelli/ 2007-07-16 -----END PRIVACY-ENHANCED MESSAGE-----