<SEC-DOCUMENT>0000950142-20-000848-index.html : 20200319 <SEC-HEADER>0000950142-20-000848.hdr.sgml : 20200319 <ACCEPTANCE-DATETIME>20200319165105 ACCESSION NUMBER: 0000950142-20-000848 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200319 DATE AS OF CHANGE: 20200319 GROUP MEMBERS: BRIAN MILLER GROUP MEMBERS: NORTH SOUND MANAGEMENT, INC. GROUP MEMBERS: NORTH SOUND TRADING, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50693 FILM NUMBER: 20729093 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: North Sound Trading, LP CENTRAL INDEX KEY: 0001633979 IRS NUMBER: 465036318 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 115 EAST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-340-8400 MAIL ADDRESS: STREET 1: 115 EAST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13G <SEQUENCE>1 <FILENAME>eh2000492_13g-emcore.htm <DESCRIPTION>SCHEDULE 13G <TEXT> Document 1 - file: eh2000492_13g-emcore.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>eh2000492_ex9901.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 2 - file: eh2000492_ex9901.htm
</DOCUMENT> </SEC-DOCUMENT>