0000919574-24-002858.txt : 20240513 0000919574-24-002858.hdr.sgml : 20240513 20240513135250 ACCESSION NUMBER: 0000919574-24-002858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240509 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Archon Capital Management LLC CENTRAL INDEX KEY: 0001398825 ORGANIZATION NAME: STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 24938236 BUSINESS ADDRESS: STREET 1: 1100 19TH AVENUE EAST CITY: SEATTLE STATE: WA ZIP: 98112 BUSINESS PHONE: (206) 438-1865 MAIL ADDRESS: STREET 1: 1100 19TH AVENUE EAST CITY: SEATTLE STATE: WA ZIP: 98112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTOFILIS, CONSTANTINOS CENTRAL INDEX KEY: 0001448047 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36632 FILM NUMBER: 24938235 MAIL ADDRESS: STREET 1: 2010 EAST GALER STREET CITY: SEATTLE STATE: WA ZIP: 98112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 BUSINESS PHONE: 626-293-3400 MAIL ADDRESS: STREET 1: 2015 W. CHESTNUT STREET CITY: ALHAMBRA STATE: CA ZIP: 91803 4 1 ownership.xml X0508 4 2024-05-09 1 0000808326 EMCORE CORP EMKR 0001398825 Archon Capital Management LLC 1100 19TH AVENUE E SEATTLE WA 98112 0 0 1 0 0001448047 CHRISTOFILIS, CONSTANTINOS C/O ARCHON CAPITAL MANAGEMENT LLC 1100 19TH AVENUE E SEATTLE WA 98112 0 0 1 0 0 Common Stock, no par value 2024-05-09 4 S 0 1255258 1.1226 D 0 I See Footnote The securities reported herein were held by multiple private funds. The reported securities may be deemed to have been beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim having had beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person was the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. On April 2, 2024, the Issuer executed a 10:1 reverse stock split. The amount of shares and price reported in this filing reflect this reverse stock split. Archon Capital Management LLC, By: /s/ Constantinos Christofilis, Managing Member 2024-05-13 Constantinos Christofilis, By: /s/ Constantinos Christofilis 2024-05-13