0000899243-15-004210.txt : 20150828
0000899243-15-004210.hdr.sgml : 20150828
20150828164856
ACCESSION NUMBER: 0000899243-15-004210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150826
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
BUSINESS PHONE: 626-293-3400
MAIL ADDRESS:
STREET 1: 2015 W. CHESTNUT STREET
CITY: ALHAMBRA
STATE: CA
ZIP: 91803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Steven R
CENTRAL INDEX KEY: 0001349005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36632
FILM NUMBER: 151082658
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-26
0
0000808326
EMCORE CORP
EMKR
0001349005
Becker Steven R
C/O BECKER DRAPKIN MANAGEMENT, L.P.
500 CRESCENT COURT, SUITE 230
DALLAS
TX
75201
1
0
0
0
Common Stock
2015-08-26
4
S
0
92857
6.93
D
2220637
I
See footnotes
Common Stock
2015-08-27
4
S
0
45115
6.90
D
2175522
I
See footnotes
Common Stock
7576
D
Represents Common Stock of the Issuer directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,413,904 shares) and by Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (199,203 shares), and Common Stock directly beneficially owned by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (562,415 shares).
Mr. Becker may be deemed to beneficially own such Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Drapkin is a limited partner), and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP and Becker Drapkin, L.P., and the investment manager of the Managed Account. Mr. Becker disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
These shares are directly beneficially owned by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director.
By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact
2015-08-28