-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P/8plrAY1tWc9LuOO4sZ7mMHhuXiQUBeuXFnwwcsBBTRtOkIrCYFcym0ueWMJm14 WCgutZerIniCBblzWi0hAA== 0000890163-11-000002.txt : 20110111 0000890163-11-000002.hdr.sgml : 20110111 20110111170942 ACCESSION NUMBER: 0000890163-11-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20110111 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20110111 DATE AS OF CHANGE: 20110111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 11523628 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 8-K 1 s22-10026_8k.htm FORM 8-K s22-10026_8k.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
 
January 11, 2011
 
  Date of Report (Date of earliest event reported)  
 
 
EMCORE CORPORATION
 
  Exact Name of Registrant as Specified in its Charter  
 
New Jersey
 
0-22175
 
22-2746503
State of Incorporation
 
Commission File Number
 
IRS Employer Identification Number
 
 
10420 Research Road, SE, Albuquerque, NM  87123
 
 
Address of principal executive offices, including zip code
 
 
    (505) 332-5000    
   
Registrant's telephone number, including area code
   
  
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 
 
 

 
 
 
Item 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On January 11, 2011, EMCORE Corporation (the "Company") issued a press release announcing the receipt of a letter from the NASDAQ Stock Market confirming that the Company has regained compliance with NASDAQ Listing Rule 5250(c)(1). A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

ITEM 9.01 Financial Statements and Exhibits.

 (d)           Exhibits

Exhibit
Number
Description
99.1
Press Release, dated January 11, 2011, issued by EMCORE Corporation.
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
EMCORE CORPORATION
 Dated: January 11, 2011
By: /s/ Hong Hou                                          
 
Name:  Hong Q. Hou, Ph.D.
 
Title:    Chief Executive Officer
   
 
 
 
 
 
 

 
 
 
 
 
EX-99.1 2 s22-10026_ex991.htm PRESS RELEASE s22-10026_ex991.htm
Emcore Logo
 
FOR IMMEDIATE RELEASE
 
EMCORE Regains Compliance with NASDAQ Listing Rule 5250(c)(1)
 
ALBUQUERQUE, NM--(Marketwire – January 11, 2011) - EMCORE Corporation (NASDAQ:EMKR - News), a leading provider of compound semiconductor-based components, subsystems and systems for the fiber optics and solar power markets,  today reported that it has received a letter, dated January 11, 2011 from the NASDAQ Listing Qualifications Department stating that the Company has regained compliance with NASDAQ Listing Rule 5250(c)(1), by filing with the SEC its Annual Report on Form 10-K for the fiscal year ended September 30, 2010 on January 10, 2011. Rule 5250(c)(1) requires that NASDAQ listed companies file their required periodic financial reports with the Securities and Exchange Commission on a timely basis. Because the Company was able to regain compliance with NASDAQ Listing Rule 5250(c)(1) before the deadline NASDAQ had est ablished for the Company to submit a plan for regaining compliance, the Company is no longer required to submit such a plan to NASDAQ.
 
About EMCORE:
 
EMCORE Corporation is a leading provider of compound semiconductor-based components, subsystems and systems for the fiber optics and solar power markets. EMCORE's Photonic Systems segment is the leading developer and manufacturer of fiber-optic systems and components for a wide range of commercial and military applications including microwave fiber-optic signal transmission and processing, satellite earth-stations, fiber-optic gyroscopes, and terahertz sensing. EMCORE's Fiber Optics segment offers optical components, subsystems and systems that enable the transmission of video, voice and data over high-capacity fiber optic cables for high-speed data and telecommunications, cable television (CATV) and fiber-to-the-premises (FTTP) networks. EMCORE's Solar Power segment provides solar products for satellite and terrestrial applications. For satellite applications, EMCORE offers high-efficiency compound semiconductor-based gallium arsenide (GaAs) solar cells, covered interconnect cells and fully integrated solar panels. For terrestrial applications, EMCORE offers concentrating photovoltaic (CPV) systems for utility scale solar applications as well as offering its high-efficiency GaAs solar cells and CPV components for use in solar power concentrator systems. For specific information about our company, our products or the markets we serve, please visit our website at http://www.emcore.com.
 
Contact:
 
EMCORE Corporation
Mark Weinswig
Chief Financial Officer
(505) 332-5000
info@emcore.com
 
TTC Group
Victor Allgeier
(646) 290-6400
vic@ttcominc.com
 
 
 
 
 
 

Emcore Corporation  |  10420 Research Road, SE  |  Albuquerque, NM 87123 USA  |  P 505 332 5000  |  F 505 332 5038  |  W www.emcore.com

 
 
 
 
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-----END PRIVACY-ENHANCED MESSAGE-----