-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWMR62AXIwyKi3D8QbPnko6ngtEyJwYlnImaRtcj9qCv8qy/3G6XYdnmGQaivQBD Ekp/wqra+Q8d7khfi4djRw== 0000890163-10-000034.txt : 20100217 0000890163-10-000034.hdr.sgml : 20100217 20100217091238 ACCESSION NUMBER: 0000890163-10-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100212 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOU HONG Q CENTRAL INDEX KEY: 0001156899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 10611304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 s11-9584_ex.xml X0303 4 2010-02-12 0 0000808326 EMCORE CORP EMKR 0001156899 HOU HONG Q C/O EMCORE CORPORATION 10420 RESEARCH ROAD, SE ALBUQUERQUE NM 87123 1 1 0 0 CEO & President Common Stock 2010-02-12 4 P 0 49121 1.10 A 167246 D Common Stock 14003.9780 I By Trust 401(k) The price in Table 1 is a weighted average buy price. The open market purchases were at prices ranging from $1.07 to $1.10. The reporting person undertakes to provide EMCORE Corporation, any security holder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Shares attributable to EMCORE Corporation 401(k) account as of February 12, 2010. /s/ Hong Q. Hou 2010-02-16 -----END PRIVACY-ENHANCED MESSAGE-----