x | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
New Jersey (State or other jurisdiction of incorporation or organization) | 22-2746503 (I.R.S. Employer Identification No.) |
10420 Research Road, SE, Albuquerque, New Mexico, 87123 (Address of principal executive offices) (Zip Code) |
Common Stock, no par value (Title of each class) | NASDAQ Stock Market (Name of each exchange on which registered) |
EMCORE CORPORATION | |||
Date: | February 26, 2013 | By: | /s/ Hong Hou |
Hong Q. Hou, Ph.D. | |||
Chief Executive Officer (Principal Executive Officer) | |||
Date: | February 26, 2013 | By: | /s/ Mark Weinswig |
Mark Weinswig | |||
Chief Financial Officer (Principal Financial and Accounting Officer) |
Signature | Title | |
/s/ Hong Q. Hou, Ph.D. | Chief Executive Officer and Director | |
Hong Q. Hou, Ph.D. | (Principal Executive Officer) | |
/s/ Mark B. Weinswig | Chief Financial Officer | |
Mark B. Weinswig | (Principal Financial and Accounting Officer) | |
/s/ * | Chairman Emeritus | |
Thomas J. Russell, Ph.D. | ||
/s/ * | Chairman of the Board | |
Reuben F. Richards, Jr. | ||
/s/ * | Director | |
Robert L. Bogomolny | ||
/s/ * | Director | |
John Gillen | ||
/s/ * | Lead Independent Director | |
Sherman McCorkle | ||
/s/ * | Director | |
Charles T. Scott | ||
/s/ * | Director | |
James A. Tegnelia, Ph.D. |
* /s/ Hong Q. Hou, Ph.D. | |
Hong Q. Hou, Ph.D. | |
Attorney-in-Fact |
23.1* | Consent of KPMG LLP. |
31.1* | Certificate of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
31.2* | Certificate of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
1. | I have reviewed this Annual Report on Form 10-K/A of EMCORE Corporation ("Report"); and |
2. | Based on my knowledge, this Report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this Report. |
Date: | February 26, 2013 | By: /s/ Hong Hou |
Hong Q. Hou, Ph.D. | ||
Chief Executive Officer | ||
(Principal Executive Officer) |
1. | I have reviewed this Annual Report on Form 10-K/A of EMCORE Corporation ("Report"); and |
2. | Based on my knowledge, this Report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this Report. |
Date: | February 26, 2013 | By: /s/ Mark Weinswig |
Mark Weinswig | ||
Chief Financial Officer | ||
(Principal Financial and Accounting Officer) |
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