0000808326-11-000043.txt : 20110830 0000808326-11-000043.hdr.sgml : 20110830 20110830124640 ACCESSION NUMBER: 0000808326-11-000043 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20110830 DATE AS OF CHANGE: 20110830 EFFECTIVENESS DATE: 20110830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-165131 FILM NUMBER: 111065055 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 D 1 primary_doc.xml X0704 D LIVE 0000808326 EMCORE CORP 10420 RESEARCH ROAD, SE ALBUQUERQUE NM NEW MEXICO 87123 505-332-5000 NEW JERSEY None None Corporation true Thomas J. Russell c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Director Reuben F. Richards c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Executive Officer Director Robert L. Bogomolny c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Director John Gillen c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Director Charles T. Scott c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Director Hong Q. Hou c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Executive Officer Director Sherman McCorkle c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Director James A. Tegnelia c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Director Mark Weinswig c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Executive Officer Christopher Larocca c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Executive Officer Charlie Wang c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Executive Officer Monica Van Berkel c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Executive Officer Alfredo Gomez c/o EMCORE Corporation 10420 Research Road, SE Albuquerque NM NEW MEXICO 87123 Executive Officer Other Technology Over $100,000,000 06 false 2011-08-16 true true false 0 Financial West Group 16668 None None 4510 East Thousan Oaks Boulevard Westlake Village CA CALIFORNIA 91362 true Indefinite 204142 Indefinite Pursuant to an agreement, dated August 16, 2011, Issuer may from time to time sell shares of its common stock up to $50.0 million in the aggregate to Commerce Court Small Cap Value Fund, Ltd. 110,947 commitment shares have been issued to Commerce Court. false 1 500000 true 0 Reedland Capital Partners, an Institutional Division of Financial West Group, will act as placement agent, with a commission of 1.00%. Estimated assuming all $50.0 million of common stock is sold. 0 false EMCORE CORP /s/ Alfredo Gomez Alfredo Gomez General Counsel & Secretary 2011-08-30