0000808326-11-000043.txt : 20110830
0000808326-11-000043.hdr.sgml : 20110830
20110830124640
ACCESSION NUMBER: 0000808326-11-000043
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
FILED AS OF DATE: 20110830
DATE AS OF CHANGE: 20110830
EFFECTIVENESS DATE: 20110830
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMCORE CORP
CENTRAL INDEX KEY: 0000808326
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 222746503
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-165131
FILM NUMBER: 111065055
BUSINESS ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
BUSINESS PHONE: 505-332-5000
MAIL ADDRESS:
STREET 1: 10420 RESEARCH ROAD, SE
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87123
D
1
primary_doc.xml
X0704
D
LIVE
0000808326
EMCORE CORP
10420 RESEARCH ROAD, SE
ALBUQUERQUE
NM
NEW MEXICO
87123
505-332-5000
NEW JERSEY
None
None
Corporation
true
Thomas
J.
Russell
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Director
Reuben
F.
Richards
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Executive Officer
Director
Robert
L.
Bogomolny
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Director
John
Gillen
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Director
Charles
T.
Scott
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Director
Hong
Q.
Hou
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Executive Officer
Director
Sherman
McCorkle
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Director
James
A.
Tegnelia
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Director
Mark
Weinswig
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Executive Officer
Christopher
Larocca
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Executive Officer
Charlie
Wang
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Executive Officer
Monica
Van Berkel
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Executive Officer
Alfredo
Gomez
c/o EMCORE Corporation
10420 Research Road, SE
Albuquerque
NM
NEW MEXICO
87123
Executive Officer
Other Technology
Over $100,000,000
- 06
false
2011-08-16
true
true
false
0
Financial West Group
16668
None
None
4510 East Thousan Oaks Boulevard
Westlake Village
CA
CALIFORNIA
91362
true
Indefinite
204142
Indefinite
Pursuant to an agreement, dated August 16, 2011, Issuer may from time to time sell shares of its common stock up to $50.0 million in the aggregate to Commerce Court Small Cap Value Fund, Ltd. 110,947 commitment shares have been issued to Commerce Court.
false
1
500000
true
0
Reedland Capital Partners, an Institutional Division of Financial West Group, will act as placement agent, with a commission of 1.00%. Estimated assuming all $50.0 million of common stock is sold.
0
false
EMCORE CORP
/s/ Alfredo Gomez
Alfredo Gomez
General Counsel & Secretary
2011-08-30