-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyZlDVqOZs5zAeb3g7l9q8bTfI6Cqxo8/P0XNP1gVWh+j7KlYFdQ3StHfyZVCraT QY9QZcsN/QZxQNL+g1+iTg== 0000808326-10-000043.txt : 20101012 0000808326-10-000043.hdr.sgml : 20101011 20101012153440 ACCESSION NUMBER: 0000808326-10-000043 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101008 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101012 DATE AS OF CHANGE: 20101012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 101119081 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 8-K 1 form8_k.htm FORM 8-K form8_k.htm
 

 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K

 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
 

October 8, 2010
Date of Report (Date of earliest event reported)
 
 

 
EMCORE CORPORATION
Exact Name of Registrant as Specified in its Charter


New Jersey
0-22175
22-2746503
State of Incorporation
Commission File Number
IRS Employer Identification Number

 
 
10420 Research Road, SE, Albuquerque, New Mexico  87123
Address of principal executive offices, including zip code

 
 
(505) 332-5000
Registrant's telephone number, including area code
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 

 

ITEM 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On October 8, 2010, the Board of Directors of EMCORE Corporation (“EMCORE” or the “Company”) appointed Mark Weinswig, 37, as Chief Financial Officer of the Company. Mr. Weinswig previously served as International Finance Director at Coherent, Inc. from September 2009 until October 2010.  Prior to that, he served as Interim Chief Financial Officer and Vice President of Finance at Avanex Corporation (now Oclaro) from July 2008 through August 2009.  During the period from January 2006 through July 2008, Mr. Weinswig was Director of Finance Business Unit Controller at Coherent, Inc.  From September 2003 through January 2006, Mr. Weinswig served as Vice President, Financial Planning and Business Development at Avanex.  Mr. Weinswig’s responsibilities in his prior positions i ncluded oversight of the financial and accounting functions at his previous companies.
 
In connection with Mr. Weinswig’s appointment as Chief Financial Officer, the Compensation Committee of the Board of Directors approved the terms of Mr. Weinswig’s compensation.  Mr. Weinswig will be paid an annual base salary of $260,000 and will be eligible to participate in the Company’s fiscal year 2011 Bonus Plan.  Under such Bonus Plan, Mr. Weinswig will be eligible for a bonus to be determined, based on a target of $91,000 and on Company and individual performance.  Mr. Weinswig was also granted options to purchase 300,000 shares of EMCORE common stock pursuant to the Company’s 2010 Equity Incentive Plan (the “2010 Plan”).  The options will be exercisable at a price equal to the closing price of EMCORE’s common stock on October 11, 2010, the first day of Mr. Weinswig’s employment, in accordance with the terms of the 2010 Plan.  The options will vest in equal amounts annually over a five-year period commencing on October 11, 2010.  Mr. Weinswig will also be reimbursed for relocation expenses and will be eligible to participate in other employee benefit plans that are generally available to EMCORE employees.

Mr. Weinswig has no other reportable relationships with the Company.
 

 

ITEM 9.01   Financial Statements and Exhibits.
 
 (d)           Exhibits

Exhibit
Number
 
Description
 
99.1
Press Release, dated October 12, 2010, issued by EMCORE Corporation.


 

 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
EMCORE CORPORATION
 Dated: October 12, 2010
 
 
 
By: /s/ Hong Q. Hou
 
Name: Hong Q. Hou, Ph.D.
Title:   Chief Executive Officer
   


EX-99.1 2 ex99_1.htm EXHIBIT 99.1 - PRESS RELEASE ex99_1.htm
 
 


EXHIBIT 99.1
PRESS RELEASE

EMCORE Corporation Announces Appointment of Chief Financial Officer
 
ALBUQUERQUE, New Mexico, October 12, 2010—EMCORE Corporation (NASDAQ: EMKR – News), a leading provider of compound semiconductor-based components and subsystems for the fiber optic and solar power markets, today announced that the Board of Directors of EMCORE Corporation ("EMCORE or the Company") appointed Mark Weinswig, as Chief Financial Officer, effective October 11, 2010, when he started with EMCORE.

Reporting to the CEO, Mr. Weinswig will be responsible for the Company's finance and accounting functions. Prior to joining EMCORE, Mr. Weinswig held various leadership positions as Controller, Executive VP of Business Development, and Interim CFO with technology companies including Coherent, Inc. and Avanex Corporation (now Oclaro, Inc.).  He previously was at Morgan Stanley’s Institutional Equity Research Group, where he covered the telecommunications equipment industry, and at PriceWaterhouseCoopers as an auditor. Mr. Weinswig received an MBA from the University of Santa Clara and a BS in business administration from Indiana University. He has earned the CFA and CPA designations.
 
"We are extremely pleased that Mark is joining us as CFO. Mark brings a broad background of both finance and accounting, as well as a deep understanding of the fiber optics industry. I am confident that he will be able to make strong contributions to the Company through his strong leadership, accounting knowledge, and hands-on and diligent work ethic,” said Dr. Hong Q. Hou, CEO of EMCORE Corporation.


About EMCORE
EMCORE Corporation offers a broad portfolio of compound semiconductor-based products for the broadband, fiber optics, space and solar power markets. EMCORE's Fiber Optics segment offers optical components, subsystems and systems for high speed data and telecommunications networks, cable television (CATV) and fiber-to-the-premises (FTTP). EMCORE's Photovoltaics segment provides products for both space and terrestrial applications.  For space applications, EMCORE offers high efficiency gallium arsenide (GaAs) solar cells, covered interconnected cells (CICs) and panels.  For terrestrial applications, EMCORE is adapting its high-efficiency GaAs solar cells for use in solar concentrator systems. For further information about EMCORE, visit http://www.emcore.com.

Contacts:
EMCORE Corporation
Silvia M. Gentile
Executive Offices
(505) 332-5000
info@emcore.com

TTC Group
Victor Allgeier
(646) 290-6400
info@ttcominc.com

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