-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nh6iVnzwM+NcrHStTKXEaiowpdG3Xl11IZTwU7LedOQysOGgIvRpAYXi6Pk808x1 90jtzMauvKA3LHb2qB5uiA== 0000808326-09-000039.txt : 20090604 0000808326-09-000039.hdr.sgml : 20090604 20090604172117 ACCESSION NUMBER: 0000808326-09-000039 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090529 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 09874923 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 8-K 1 form8-k.htm FORM 8-K: CHRIS LAROCCA PROMOTION form8-k.htm
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K


CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 
May 29, 2009
Date of Report (Date of earliest event reported)

 
EMCORE CORPORATION
Exact Name of Registrant as Specified in its Charter


New Jersey
0-22175
22-2746503
State of Incorporation
Commission File Number
IRS Employer Identification Number
 
10420 Research Road, SE, Albuquerque, NM  87123
Address of principal executive offices, including zip code
 
(505) 332-5000
Registrant's telephone number, including area code
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

             Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 
 
ITEM 5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 29, 2009, Christopher Larocca was appointed Chief Operating Officer of EMCORE Corporation ("EMCORE" or the "Company").  Mr. Larocca, age 36, has served as Executive Vice President and General Manager for EMCORE’s Photovoltaics division since February 2009. Previous to that, Mr. Larocca served as Vice President and General Manager of EMCORE’s Broadband Division since March 2007.  Mr. Larocca joined the Company in May 2004 as Senior Director of Business Development and Product Strategy, and from January 2005 to March 2007 he served as Sr. Director, Marketing & Sales. Prior to joining EMCORE, Mr. Larocca served as Vice President of GELcore, a solid-state lighting joint venture between EMCORE Corporation and General Electric.
 
Mr. Larocca will continue to be paid an annual base salary of $210,870, and will be eligible for a bonus to be determined, based on a target of 50% of his base salary and on Company and individual performance, pursuant to the Company’s fiscal year 2009 Bonus Plan.
 
Mr. Larocca’s employment is at-will and may be terminated by the Company or by Mr. Larocca at any time. In connection with his promotion, on May 29, 2009, Mr. Larocca was also granted options to purchase 200,000 shares of EMCORE common stock pursuant to the EMCORE Corporation 2000 Stock Option Plan.  The options will vest in equal amounts over 4 years and will expire on May 29, 2019.   Mr. Larocca is also eligible to participate in the Company’s Severance Plan for Chief-level officers, and he will continue to participate in other employee benefit plans that are generally available to EMCORE employees.
 
There is no understanding or arrangement between Mr. Larocca and any other person or persons with respect to his employment as the Chief Operating Officer and there are no family relationships between Mr. Larocca and any director or other executive officer or person nominated or chosen by the Company to become a director or executive officer. There have been no transactions, nor are there any currently proposed transactions, to which the Company was or is to be a participant in which Mr. Larocca or any member of his immediate family had, or will have, a direct or indirect material interest.
 
A copy of the June 4, 2009 press release announcing the promotion of Mr. Larocca to Chief Operating Officer is furnished as Exhibit 99.1 to this Form 8-K.
 
 
Item 9.01.     Financial Statements and Exhibits.
 
(d) Exhibits
     
Exhibit Number
 
Exhibit Description
     
99.1
 
Press Release, dated June 4, 2009, issued by EMCORE Corporation.

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
EMCORE CORPORATION
 Dated: June 4, 2009
 
 
 
By: /s/ John M. Markovich
 
Name: John M. Markovich
Title:   Chief Financial Officer

 
EX-99.1 2 ex99-1.htm EXHIBIT 99.1: PRESS RELEASE ex99-1.htm
 

 


EXHIBIT 99.1
PRESS RELEASE

EMCORE Corporation Names Christopher Larocca Chief Operating Officer
 
 
Albuquerque, NM, June 4, 2009 – EMCORE Corporation (NASDAQ: EMKR), a leading provider of compound semiconductor-based components and subsystems for the fiber optic and solar power markets announced today that Christopher M. Larocca has been named Chief Operating Officer of the Company.  Mr. Larocca will report to EMCORE’s President and Chief Executive Officer, Dr. Hong Q. Hou.
 
Mr. Larocca joined the Company in 2004 as Senior Director of Business Development and Product Strategy.  Prior to his appointment to Chief Operating Officer, Mr. Larocca served as Executive Vice President and General Manager of EMCORE’s Photovoltaic business.  He previously served as Vice President of GELcore, a solid-state lighting joint venture between EMCORE Corporation and General Electric. Prior to joining GELcore, Mr. Larocca held a variety of commercial and Six Sigma roles within General Electric’s Lighting division. Mr. Larocca holds a Bachelor of Science degree in Civil Engineering from Clemson University and a Master degree in Business Administration from the University of Southern California.
 
"During Mr. Larocca’s eight year tenure with EMCORE, and its joint venture with GE, he has been an invaluable contributor across several of our business units," stated Dr. Hou. "He has a proven track record of strong leadership, significant operational successes and is a sound strategic thinker.  Mr. Larocca’s contributions have proven to be critical in helping position the Company into several new markets and I look forward to continuing to work with him in his new role.” 
 
 
About EMCORE
 
EMCORE Corporation offers a broad portfolio of compound semiconductor- based products for the broadband, fiber optic, satellite and solar power markets. EMCORE's Fiber Optic segment offers optical components, subsystems and systems for high speed data and telecommunications networks, cable television (CATV) and fiber-to-the-premises (FTTP). EMCORE's Photovoltaic segment provides products for both satellite and terrestrial applications. For satellite applications, EMCORE offers high efficiency Gallium Arsenide (GaAs) solar cells, Covered Interconnect Cells (CICs) and panels. For terrestrial applications, EMCORE is adapting its high-efficiency GaAs solar cells for use in solar concentrator systems. For further information about EMCORE, visit http://www.emcore.com.
 
 
Contact:
EMCORE Corporation
Silvia M. Gentile
Executive Offices
(505) 323-3417
info@emcore.com


TTC Group
Victor Allgeier
(646) 290-6400
vic@ttcominc.com

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