SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

HOU HONG Q

(Last)

(First)

(Middle)

2015 W. CHESTNUT ST.

(Street)

ALHAMBRA

91803

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/14/2006

3. Issuer Name and Ticker or Trading Symbol
EMCORE CORP [ EMKR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and COO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	114,375	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (right to buy)	⁽¹⁾	03/09/2008	Common Stock	120,000	$5.88	D
Employee Stock Option (right to buy)	⁽²⁾	05/18/2014	Common Stock	35,000	$2.63	D
Employee Stock Option (right to buy)	⁽³⁾	02/28/2015	Common Stock	20,625	$3	D
Employee Stock Option (right to buy)	⁽⁴⁾	08/28/2016	Common Stock	55,000	$7.29	D

Explanation of Responses:

1. The Option was granted on March 9, 1998. The option vested in equal installments over 5 years. The initial grant entitled Dr. Hou to purchase 200,000 shares. Currently, Dr. Hou has 120,000 shares remaining on the option. The option is fully vested.

2. The Option was granted on May 18, 2004. The option vests in four equal annual installments. The initial granted entitled Dr. Hou to purchase 70,000 shares. Currently, Dr. Hou has 35,000 shares (unvested) remaining on the option.

3. The Option was granted on February 28, 2005. The option vests in four equal annual installments. The initial granted entitled Dr. Hou to purchase 27,500 shares. Currently, Dr. Hou has 20,625 shares (unvested) remaining on the option.

4. The Option was granted on August 28, 2006. The option vests in four equal annual installments. The initial granted entitled Dr. Hou to purchase 55,000 shares. Currently, Dr. Hou has 55,000 shares (unvested) remaining on the option.

Remarks:

	Hong Q. Hou	12/27/2006
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.