-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFVoa1qeGp2Ft4CYfyDQStiRyvkM6P6wjCtzV/+/wxDtXnKmE0KeZ+Mm/u2dmRkB TrAforc4UX04IqZwyrAd4Q== 0000808326-06-000207.txt : 20061227 0000808326-06-000207.hdr.sgml : 20061227 20061227141907 ACCESSION NUMBER: 0000808326-06-000207 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061214 FILED AS OF DATE: 20061227 DATE AS OF CHANGE: 20061227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOU HONG Q CENTRAL INDEX KEY: 0001156899 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 061300363 BUSINESS ADDRESS: STREET 1: EMCORE CORP STREET 2: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7372719090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2006-12-14 0 0000808326 EMCORE CORP EMKR 0001156899 HOU HONG Q 2015 W. CHESTNUT ST. ALHAMBRA CA 91803 1 1 0 0 President and COO Common Stock 114375 D Employee Stock Option (right to buy) 5.88 2008-03-09 Common Stock 120000 D Employee Stock Option (right to buy) 2.63 2014-05-18 Common Stock 35000 D Employee Stock Option (right to buy) 3.00 2015-02-28 Common Stock 20625 D Employee Stock Option (right to buy) 7.29 2016-08-28 Common Stock 55000 D The Option was granted on March 9, 1998. The option vested in equal installments over 5 years. The initial grant entitled Dr. Hou to purchase 200,000 shares. Currently, Dr. Hou has 120,000 shares remaining on the option. The option is fully vested. The Option was granted on May 18, 2004. The option vests in four equal annual installments. The initial granted entitled Dr. Hou to purchase 70,000 shares. Currently, Dr. Hou has 35,000 shares (unvested) remaining on the option. The Option was granted on February 28, 2005. The option vests in four equal annual installments. The initial granted entitled Dr. Hou to purchase 27,500 shares. Currently, Dr. Hou has 20,625 shares (unvested) remaining on the option. The Option was granted on August 28, 2006. The option vests in four equal annual installments. The initial granted entitled Dr. Hou to purchase 55,000 shares. Currently, Dr. Hou has 55,000 shares (unvested) remaining on the option. Hong Q. Hou 2006-12-27 EX-24 2 power.htm POWER OF ATTORNEY
POWER OF ATTORNEY



        Know all by these presents, that the undersigned hereby constitutes



 and appoints each of Howard W. Brodie, Esq. and Keith Kosco, Esq.,



 or either of them signing singly, and with full power of substitution,



 the undersigned's true and lawful attorney in fact to:



(1) prepare, execute in the undersigned's name and on the



 undersigned's behalf, and submit to



 the U.S. Securities and Exchange Commission (the SEC) a Form ID,



 including amendments thereto, and any other



 documents necessary or appropriate to obtain codes and passwords



 enabling the undersigned to make electronic filings with the



 SEC of reports required by Section 16(a) of the



 Securities Exchange Act of 1934 or any rule or regulation of the SEC;



(2) execute for and on behalf of the undersigned, in the undersigned's



 capacity as an officer and/or director of EMCORE Corporation (the Company),



 Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities



 Exchange Act of 1934 and the rules thereunder;



(3) do and perform any and all acts for and on behalf of the



 undersigned which may be necessary or desirable to



 complete and execute any such Form3, 4, or 5, complete and



 execute any amendment or amendments thereto,



 and timely file such form with the SEC and any stock



 exchange or similar authority; and



(4) take any other action of any type whatsoever in connection



 with the foregoing which, in the opinion



 of such attorney in fact, may be of benefit to,



 in the best interest of, or legally required by,



 the undersigned, it being understood that the documents



 executed by such attorney in fact on behalf of



 the undersigned pursuant



 to this Power of Attorney shall be in such form and shall



 contain such terms and conditions as such attorney in fact may



 approve in such attorney in fact's discretion.



        The undersigned hereby grants to each such attorney



 in fact full power and authority to do and



 perform any and every act



 and thing whatsoever requisite, necessary, or proper to



 be done in the exercise of any of the rights



 and powers herein granted, as fully to all intents and



 purposes as the undersigned might or



 could do if personally present,



 with full power of substitution or revocation, hereby



 ratifying and confirming all that such



 attorney in fact, or such attorney in fact's substitute



 or  substitutes, shall lawfully do or cause to be done



 by virtue of this power of attorney and the



 rights and powers herein granted.



 The undersigned acknowledges that the foregoing



 attorneys in fact, in serving



 in such capacity at the request of the undersigned,



 are not assuming, nor is the Company assuming,



 any of the undersigned's responsibilities to comply



 with Section 16 of the Securities Exchange Act of 1934.



        This Power of Attorney shall remain in full force



 and effect until the undersigned is no



 longer required to file Forms 3, 4, and 5



 with respect to the undersigned's holdings



 of and transactions in securities



 issued by the Company, unless earlier revoked by the



 undersigned in a signed writing delivered



 to the foregoing attorneys in fact.



        IN WITNESS WHEREOF, the undersigned has caused this



 Power of Attorney to be executed as



 of this 8th day of December, 2006.



   /s Hong Hou



   Signature



   Dr. Hong Q. Hou

   Print Name











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