-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+sKDM4kQcrbgwHiD5SxdIC6HOyqbzzs5ux5i0IKRxXaAEBLZK4fnS/yZAubp3lm /qIz3k4vQHsLD5dYqCZycQ== 0000808326-06-000188.txt : 20061207 0000808326-06-000188.hdr.sgml : 20061207 20061207192322 ACCESSION NUMBER: 0000808326-06-000188 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061129 FILED AS OF DATE: 20061207 DATE AS OF CHANGE: 20061207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORLDWATER & POWER CORP CENTRAL INDEX KEY: 0000811271 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 330123045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PENNINGTON BUSINESS PARK STREET 2: 55 ROUTE 31 SOUTH CITY: PENNINGTON STATE: NJ ZIP: 08534 BUSINESS PHONE: 6098180700 MAIL ADDRESS: STREET 1: PENNINGTON BUSINESS PARK STREET 2: 55 ROUTE 31 SOUTH CITY: PENNINGTON STATE: NJ ZIP: 08534 FORMER COMPANY: FORMER CONFORMED NAME: WORLDWATER CORP DATE OF NAME CHANGE: 19971027 FORMER COMPANY: FORMER CONFORMED NAME: GOLDEN BEVERAGE COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16936 FILM NUMBER: 061263886 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2006-11-29 0 0000811271 WORLDWATER & POWER CORP WWAT 0000808326 EMCORE CORP 145 BELMONT DRIVE SOMERSET NEW JERSEY NJ 08873 0 0 1 0 Series D Preferred Convertible Stock .276 Common Stock 48928570 D Warrants to purchase Series D Preferred Convertible Stock .317 2006-11-29 2016-11-29 Common Stock 5050440 D The Series D Preferred Convertible Stock is convertible at any time, at the holder's election, and has no expiration date. Subject to adjustment as set forth in the Certificate of Designation. The Warrants may be exercised for 505,044 shares of Series D Preferred Convertible Stock, which is convertible into 5,050,440 shares of common stock Subject to adjustment as provided in the Warrant. Howard W. Brodie 2006-12-07 -----END PRIVACY-ENHANCED MESSAGE-----