-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FIKE2g6j0qtyud75aN1I4OD73kFDD3hQ8KvVPW1sQgAkt1hqgxUHKorRXKPZDCDK 47ju5pD3rEX5aPczPK2jow== 0000808326-06-000115.txt : 20060816 0000808326-06-000115.hdr.sgml : 20060816 20060816104448 ACCESSION NUMBER: 0000808326-06-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060814 FILED AS OF DATE: 20060816 DATE AS OF CHANGE: 20060816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERTHAN THOMAS G CENTRAL INDEX KEY: 0001035937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 061037208 BUSINESS ADDRESS: BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-14 0000808326 EMCORE CORP EMKR 0001035937 WERTHAN THOMAS G C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 0 1 0 0 Chief Financial Officer Common Stock 2006-08-14 4 M 0 12500 5.10 A 28766 D Common Stock 2006-08-14 4 S 0 1100 6.62 D 27666 D Common Stock 2006-08-14 4 S 0 2000 6.61 D 25666 D Common Stock 2006-08-14 4 S 0 9400 6.60 D 16266 D Employee Stock Option (right to buy) 5.10 2006-08-14 4 M 0 12500 D 2006-11-22 Common Stock 12500 12500 D The sale was made pursuant to a pre-existing10b5-1 Plan. The option vested in five equal annual installments beginning on November 22, 1997. Stock Option grant /s/ Thomas G. Werthan 2006-08-16 -----END PRIVACY-ENHANCED MESSAGE-----