-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F8W7lPe8zehDy8EGMim3JRO5HPfjjIyf1KzHhM4gAPWi13bCZWA/38weD+gtR9yR qyp666Ied1L6wVBPSTQN6Q== 0000808326-06-000067.txt : 20060328 0000808326-06-000067.hdr.sgml : 20060328 20060328150634 ACCESSION NUMBER: 0000808326-06-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060324 FILED AS OF DATE: 20060328 DATE AS OF CHANGE: 20060328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STALL RICHARD A CENTRAL INDEX KEY: 0001035935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06714752 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-24 0000808326 EMCORE CORP EMKR 0001035935 STALL RICHARD A C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 CTO Common Stock 2006-03-24 4 S 0 6000 9.95 D 71732 D Common Stock 2006-03-27 4 M 0 22685 6.785 A 94417 D Common Stock 2006-03-27 4 S 0 22685 10.12 D 71732 D Common Stock 2006-03-27 4 M 0 5293 6.785 A 77025 D Common Stock 2006-03-27 4 S 0 5293 10.13 D 71732 D Common Stock 2006-03-27 4 M 0 19522 6.785 A 91254 D Common Stock 2006-03-27 4 S 0 19522 10.14 D 71732 D Common Stock 2006-03-27 4 M 0 2500 6.785 A 74232 D Common Stock 2006-03-27 4 S 0 2500 10.15 D 71732 D Common Stock 548 I By 401(k) Plan Employee Stock Option (right to buy) 6.785 2006-03-27 4 M 0 50000 D 2008-02-28 Common Stock 50000 0 D Sale Made Pursuant to 10b5-1 Plan. This option vested in four equal installments beginning on February 27, 1999 Stock Option grant /s/ Richard A. Stall 2006-03-28 -----END PRIVACY-ENHANCED MESSAGE-----