-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fzo4at87Nhhzl0//Gxt2quhbeYQ8Qnrwlitm/m6QDHPdNjMCkEjMO7LBc0klwaod oR2D1dW81+45JUpCGCfWsA== 0000808326-06-000065.txt : 20060321 0000808326-06-000065.hdr.sgml : 20060321 20060321174555 ACCESSION NUMBER: 0000808326-06-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060320 FILED AS OF DATE: 20060321 DATE AS OF CHANGE: 20060321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS REUBEN F JR CENTRAL INDEX KEY: 0001035939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06702096 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 MAIL ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH CORP CITY: SOMERSET STATE: NJ ZIP: 08893 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-20 0000808326 EMCORE CORP EMKR 0001035939 RICHARDS REUBEN F JR C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 President and CEO Common Stock 2006-03-20 4 M 0 30000 7.90 A 509554 D Common Stock 2006-03-20 4 S 0 30000 9.12 D 479554 D Common Stock 2006-03-20 4 M 0 52500 7.90 A 532054 D Common Stock 2006-03-20 4 S 0 52500 9.13 D 479554 D Common Stock 2006-03-20 4 M 0 27500 7.90 A 507054 D Common Stock 2006-03-20 4 S 0 27500 9.14 D 479554 D Common Stock 2006-03-20 4 M 0 10000 7.90 A 489554 D Common Stock 2006-03-20 4 S 0 10000 9.15 D 479554 D Common Stock 175000 I By Spouse Employee Stock Option (right to buy) 7.90 2006-03-20 4 M 0 120000 D 2011-10-03 Common Stock 120000 0 D This option vested in equal parts over four years beginning 10/3/2002 Stock Option grant /s/ Reuben F. Richards, Jr. 2006-03-20 -----END PRIVACY-ENHANCED MESSAGE-----