-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A15kdSgTwRlRiuE2TzuYztFBy4+5x6CuE3Cqq6JiUVJC+fPGdybK6VzdQqo557RI p9EdeRjwqyJccqw73JlTRQ== 0000808326-06-000064.txt : 20060320 0000808326-06-000064.hdr.sgml : 20060320 20060320063740 ACCESSION NUMBER: 0000808326-06-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060316 FILED AS OF DATE: 20060320 DATE AS OF CHANGE: 20060320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIE HOWARD W CENTRAL INDEX KEY: 0001120361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06697410 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORPORATION STREET 2: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-16 0000808326 EMCORE CORP EMKR 0001120361 BRODIE HOWARD W C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 0 1 0 0 Chief Legal Officer Common Stock 2006-03-16 4 M 0 20000 7.90 A 20000 D Common Stock 2006-03-16 4 S 0 20000 9.62 D 0 D Common Stock 2006-03-16 4 M 0 22500 7.90 A 22500 D Common Stock 2006-03-16 4 S 0 22500 9.65 D 0 D Employee Stock Option (right to buy) 7.90 2006-03-16 4 M 0 42500 D 2011-10-03 Common Stock 42500 0 D The Option vested in four equal installments beginning on 10/3/2002 Stock Option Grant /s Howard Brodie 2006-03-20 -----END PRIVACY-ENHANCED MESSAGE-----