-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5A6GF4O5jP3hXINGFiNVqyYihks7os28bJO9FnH8m6KJTZQOVsvBfrl4shSD5RQ nACOM/vib4Aa6B0gRDmwUg== 0000808326-06-000063.txt : 20060316 0000808326-06-000063.hdr.sgml : 20060316 20060316203726 ACCESSION NUMBER: 0000808326-06-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060315 FILED AS OF DATE: 20060316 DATE AS OF CHANGE: 20060316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STALL RICHARD A CENTRAL INDEX KEY: 0001035935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06693763 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORP STREET 2: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08893 BUSINESS PHONE: 9082719090 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-15 0000808326 EMCORE CORP EMKR 0001035935 STALL RICHARD A C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 1 1 0 0 CTO Common Stock 2006-03-15 4 S 0 8450 9.47 D 85282 D Common Stock 2006-03-15 4 S 0 100 9.48 D 85182 D Common Stock 2006-03-15 4 S 0 950 9.49 D 84232 D Common Stock 2006-03-15 4 S 0 500 9.50 D 83732 D Common Stock 2006-03-15 4 S 0 6000 8.80 D 77732 D Common Stock 2006-03-15 4 M 0 6250 2.63 A 83982 D Common Stock 2006-03-15 4 S 0 6250 8.80 D 77732 D Common Stock 2006-03-15 4 M 0 7120 5.10 A 85852 D Common Stock 2006-03-15 4 S 0 7120 8.80 D 77732 D Common Stock 2006-03-15 4 M 0 1000 5.10 A 78732 D Common Stock 2006-03-15 4 S 0 1000 8.88 D 77732 D Common Stock 2006-03-15 4 M 0 23500 6.785 A 101232 D Common Stock 2006-03-15 4 S 0 23500 9.35 D 77732 D Common Stock 2006-03-15 4 M 0 3000 6.785 A 80732 D Common Stock 2006-03-15 4 S 0 3000 9.36 D 77732 D Common Stock 2006-03-15 4 M 0 1800 6.785 A 79532 D Common Stock 2006-03-15 4 S 0 1800 9.37 D 77732 D Common Stock 2006-03-15 4 M 0 1600 6.785 A 79332 D Common Stock 2006-03-15 4 S 0 1600 9.38 D 77732 D Common Stock 2006-03-15 4 M 0 4900 6.785 A 82632 D Common Stock 2006-03-15 4 S 0 4900 9.39 D 77732 D Common Stock 2006-03-15 4 M 0 200 6.785 A 77932 D Common Stock 2006-03-15 4 S 0 200 9.3991 D 77732 D Common Stock 2006-03-15 4 M 0 3500 6.785 A 81232 D Common Stock 2006-03-15 4 S 0 3500 9.40 D 77732 D Common Stock 2006-03-15 4 M 0 1400 6.785 A 79132 D Common Stock 2006-03-15 4 S 0 1400 9.41 D 77732 D Common Stock 2006-03-15 4 M 0 100 6.785 A 77832 D Common Stock 2006-03-15 4 S 0 100 9.42 D 77732 D Common Stock 548 I By 401(k) Plan Employee Stock Option (right to buy) 5.10 2006-03-15 4 M 0 8120 0 D 2006-11-22 Common Stock 8120 0 D Employee Stock Option (right to buy) 2.63 2006-03-15 4 M 0 6250 D 2014-05-18 Common Stock 6250 37500 D Employee Stock Option (right to buy) 6.785 2006-03-15 4 M 0 40000 D 2008-02-28 Common Stock 40000 50000 D Sale Made Pursuant to 10b5-1 Plan. The option vested in five equal annual installments beginning on November 22, 1997. Stock Option grant This option vests in four equal installments beginning on May 18, 2005. This option vested in four equal installments beginning on February 27, 1999 /s/ Richard A. Stall 2006-03-16 -----END PRIVACY-ENHANCED MESSAGE-----