-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DGgbgFhJZQgDLVNV11bGTuPoxHOt1gKAQlKH/UKTYmeKcO81y+Iizz8bGoB94uYa 6L4g3+t12nUN/WNAC2QAIw== 0000808326-06-000062.txt : 20060315 0000808326-06-000062.hdr.sgml : 20060315 20060315162926 ACCESSION NUMBER: 0000808326-06-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060313 FILED AS OF DATE: 20060315 DATE AS OF CHANGE: 20060315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 MAIL ADDRESS: STREET 1: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIE HOWARD W CENTRAL INDEX KEY: 0001120361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 06688609 BUSINESS ADDRESS: STREET 1: C/O EMCORE CORPORATION STREET 2: 145 BELMONT DRIVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7322719090 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-13 0000808326 EMCORE CORP EMKR 0001120361 BRODIE HOWARD W C/O EMCORE CORPORATION 145 BELMONT DRIVE SOMERSET NJ 08873 0 1 0 0 Chief Legal Officer Common Stock 2006-03-13 4 M 0 10345 6.6875 A 10345 D Common Stock 2006-03-13 4 S 0 10345 8.15 D 0 D Common Stock 2006-03-13 4 M 0 5083 6.6875 A 5083 D Common Stock 2006-03-13 4 S 0 5083 8.37 D 0 D Common Stock 2006-03-13 4 M 0 11490 6.6875 A 11490 D Common Stock 2006-03-13 4 S 0 11490 8.33 D 0 D Common Stock 2006-03-13 4 M 0 3427 6.6875 A 3427 D Common Stock 2006-03-13 4 S 0 3427 8.32 D 0 D Common Stock 2006-03-13 4 M 0 5000 6.6875 A 5000 D Common Stock 2006-03-13 4 S 0 5000 8.40 D 0 D Common Stock 2006-03-13 4 M 0 900 6.6875 A 900 D Common Stock 2006-03-13 4 S 0 900 8.39 D 0 D Common Stock 2006-03-14 4 M 0 14100 6.6875 A 14100 D Common Stock 2006-03-14 4 S 0 14100 8.56 D 0 D Employee Stock Option (right to buy) 6.6875 2006-03-13 4 M 0 36245 D 2009-09-29 Common Stock 36245 14100 D Employee Stock Option (right to buy) 6.6875 2006-03-14 4 M 0 14100 D 2009-09-29 Common Stock 14100 0 D The Option vested in five equal installments beginning on 9/29/2000 Stock Option Grant /s Howard Brodie 2006-03-15 -----END PRIVACY-ENHANCED MESSAGE-----